TMS, LLC · 1 day ago
Business Analyst with Trade Surveillance Exp
Pennington, NJ, USA
Full-time
Hybrid
Senior Level, Lead/Staff
10+ years expTMS, LLC is seeking a skilled Business Analyst with Trade Surveillance experience to analyze and map OTC financial products within the trade surveillance framework. The role involves collaborating with technology teams to implement and support trade surveillance systems, ensuring compliance and effective monitoring of trading activities.
SoftwareHuman ResourcesAutomotiveStaffing Agency
Responsibilities
Analyze and Map OTC Products: Conduct detailed analysis to map OTC financial products, ensuring comprehensive coverage within trade surveillance systems. This includes understanding the relationships between derivatives, swaps, FX, commodities, and equities
Technology Implementation: This involves completing technology on-boarding processes for a Trade Surveillance solution and providing guidance and support for company projects and initiatives
Business Requirements Gathering: Collaborate with stakeholders, including compliance, legal, operations, and technology teams, to document and understand business requirements for trade surveillance, translating them into technical specifications
System Design and Testing: Participate in the design of surveillance systems, formulate testing approaches, develop test plans and cases, and support user acceptance testing (UAT) to ensure functionality and compliance before deployment
Data Analysis and Reporting: Perform in-depth data analysis using SQL and other tools like Tableau or Power BI to identify trends, anomalies, and potential compliance breaches in OTC trading data. Develop reports and dashboards for senior management to support decision-making and regulatory reporting
Process Improvement: Identify opportunities to enhance trade surveillance processes through technological innovations and system improvements, focusing on efficiency, accuracy, and alignment with business objectives
Documentation: Develop and maintain comprehensive documentation for trade surveillance processes, systems, and OTC product mappings, ensuring accessibility for all relevant stakeholders
Training and Support: Provide training and ongoing support to business users on trade surveillance systems and processes, ensuring effective adoption and usage
Stakeholder Collaboration: Engage with cross-functional teams, including compliance, legal, operations, and technology, to ensure seamless integration of surveillance solutions and alignment with organizational goals, including regular updates to senior stakeholders and strong stakeholder management
Qualification
Required
Proven experience as a Business Analyst in the financial services industry, with a focus on trade surveillance, compliance, and capital markets
Deep understanding of OTC financial products, including derivatives, Fixed Income, Swaps, FX, commodities, and equities, with experience in their trading and risk management
Strong knowledge of trade surveillance systems and tools, such as Trading Hub, Actimize, SMARTS, or similar platforms, with hands-on experience in implementation and support
Proficiency in SQL and experience with data analysis tools like Tableau or Power BI, essential for data-driven decision-making
Familiarity with software development life cycles (SDLC) and agile methodologies, enhancing efficiency in system development and deployment
Knowledge of regulatory requirements related to trade surveillance
Excellent problem-solving abilities, attention to detail, and strong communication skills. Ability to work effectively in a team environment, collaborating with cross-functional teams
Preferred
Understanding of trade surveillance regulations and practices is highly desirable, enhancing the ability to deliver compliant solutions
Company
TMS, LLC
Technology Management Solutions (TMS, LLC), headquartered in Parsippany, New Jersey, is a premier IT company specializing in digital product engineering and innovative technology solutions.
51-200 employees
H1B Sponsorship
TMS, LLC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (2)
2024 (4)
2023 (1)
Funding
Current Stage
Growth StageLeadership Team
Shailesh ..
Managing Partner
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