Wealthspire · 2 days ago
Legal & Compliance Intern
Windsor, CT
Internship
Hybrid
Intern
$20/hr - $25/hrWealthspire is a leading wealth management and business management firm serving clients across the United States. They are seeking a Legal & Compliance Intern to support the Fiducient Advisors Legal & Compliance team with regulatory compliance and risk mitigation tasks over a 10-week internship program.
FinanceFinancial Services
Responsibilities
Investment adviser regulatory compliance support
Assist the Compliance Manager with administering the Firm’s Code of Ethics in support of the firm’s fiduciary duty of care and loyalty
Support the Compliance Manager in conducting compliance testing of the firm’s policies and procedures
Assist with firm risk mitigation, including the revision of Firm policies and procedures
Perform other compliance duties as required by Compliance Manager and Chief Compliance Officer
Qualification
Required
2L Class, 2L Eve/PT, 3L Class, 3L Eve/PT, L.L.M. Student
Genuine interest in investment research or investment consulting and desire to learn more about the financial services industry
Strong analytical skills with a keen attention to detail, organization skills and time management skills
Ability to work independently and collaboratively in a collegial environment with excellent verbal and written communication skills
Knowledge and experience with Microsoft Office products such as Word, PowerPoint and Excel
Benefits
Performance-based incentives
Company
Wealthspire
Wealthspire is a leading wealth management, retirement advisory, and business management firm serving individuals, families, endowments, and institutions across the United States, Canada, and the United Kingdom.
Founded in 1995
1001-5000 employees
Funding
Current Stage
Late StageTotal Funding
unknown2025-09-03Acquired
Leadership Team
Michael LaMena
Chief Executive Officer
Brett Schneider
Executive Vice President and Chief Financial Officer at Wealthspire
Recent News
Business Wire
2026-01-06
Company data provided by crunchbase