NCMIC · 13 hours ago
Senior Compliance Analyst
Clive, Iowa, United States
Full-time
Onsite
Mid, Senior Level
4+ years expNCMIC is a company focused on compliance within the insurance sector. The Senior Compliance Analyst ensures that insurance products and operations comply with applicable laws and regulations, conducting research, product filings, and collaborating with various departments and regulators.
FinanceProperty & Casualty InsuranceFinancial ServicesInsurance
Responsibilities
Provides compliance support for the development of new insurance products and maintenance of existing products
Conducts regulatory research; builds and submits product filings via web-based portals; responds to product filing objections and addresses other product filing issues based on appropriate research, analysis, and project objectives; Communicates with internal and external constituents regarding product filings and provides guidance on regulatory compliance matters
Develops and maintains documentation related to filed products and other regulatory filings; Uploads information and documents into internal systems and databases
Works with internal constituents (including the information technology and servicing teams) on implementation, testing and maintenance of filed/approved insurance products and provides guidance on related compliance issues
Supports corporate compliance oversight activities including compliance monitoring and overseeing implementation of policies/procedures and regulatory changes; Files assigned periodic reports with state insurance regulators and assists with the company’s response to inquiries and requests from regulators (e.g., data calls; market conduct examinations; insurance examinations; ad hoc requests)
Monitors, reviews, and analyzes statutes, regulations, and bulletins and determines the impact to company products and operations
Assists with compliance projects and performs other job-related duties as assigned
Qualification
Required
Bachelor's degree or a combination of education and related experience
Professional insurance education (e.g., CPCU, RPLU) or willingness to pursue
4+ years of regulatory compliance experience in property & casualty insurance (commercial lines experience preferred)
6+ years of commercial lines underwriting or claims experience may be considered in lieu of compliance experience
Supervisory, team lead, and/or training experience a plus
Experience with insurance product filings via SERFF (System for Electronic Rate and Form Filing) and insurance document drafting a plus
Requires excellent organizational skills and attention to detail
Requires excellent research skills and analytical thinking
Requires ability to communicate information (both written and verbally) with diverse audiences, in a logical manner, and with the ability to explain and support a recommendation
Requires knowledge of applicable laws and regulations, the ability to interpret new laws and regulations, and the ability to thoroughly and tactfully explain various compliance requirements/issues to other departments/partners
Requires ability to exercise professional judgment and assume responsibility for decisions
Requires strong interpersonal skills and the ability to maintain confidentiality
Requires computer skills (including proficiency with Microsoft 365 products, SERFF, insurance systems, and other relevant online research and industry tools)
Must be able to interpret data and complex situations
Must be able to identify, define, and solve problems
Must be able to work with minimal supervision and collaborate when needed
Must be able to focus on projects for extended periods of time
Must be flexible and be able to work on a variety of subjects and with a variety employees
Must be able to plan, organize, prioritize, and meet deadlines
Must have strong attention to detail and be able to maintain a high accuracy rate
Continuous sitting for extended periods of time, some standing, walking, bending, and reaching
Frequent use of fingers and hands to manipulate computer and other office equipment
Ability to be able to look and concentrate at a computer/monitor for extended periods of time
Company
NCMIC
NCMIC is a chiropractic malpractice insurance company that offers financial and insurance products.
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
Mike McCoy
CEO
Matt Gustafson
CFO & Treasurer
Recent News
2025-06-11
Company data provided by crunchbase