Wealthfront · 10 hours ago
Capital Markets Paralegal
United States
Full-time
Remote
Mid Level
$140K/yr - $175K/yr
4+ years expWealthfront is a fintech company focused on creating a financial system that favors people, not institutions. They are seeking a detail-oriented Paralegal to support their transition to a public company, driving operational excellence across SEC reporting, capital markets activity, and equity compliance.
FinanceFinancial ServicesFinTechPersonal FinanceWealth Management
Responsibilities
Support preparation and filing of periodic and current reports, including Forms 10-K, 10-Q, 8-K, and related exhibits and schedules
Coordinate EDGAR filings, manage reporting calendars, and track filing deadlines
Assist with drafting and updating disclosure support materials, checklists, and internal controls documentation
Support any follow-on offerings, at-the-market programs, debt financings, and secondary transactions
Assist with due diligence requests from underwriters, auditors, and regulators
Coordinate document execution and closing logistics for capital markets transactions
Assist with equity plan administration, including tracking grants, vesting, exercises, settlements, and disclosures
Support Section 16 compliance, including preparation and filing of Forms 3, 4, and 5
Partner with Finance and Stock Administration to ensure accurate equity-related disclosures
Help maintain corporate records, board and committee materials, and governance documentation
Interface with external counsel, auditors, and internal stakeholders across Legal, Finance, and Product
Support process improvements and tooling as we scale our public-company infrastructure
Qualification
Required
Paralegal certificate or equivalent experience
4+ years of experience supporting capital markets, securities, or public-company matters (law firm and/or in-house)
Hands-on experience with SEC filings and EDGAR
Strong organizational skills with the ability to manage multiple deadlines in a high-growth environment
Exceptional attention to detail and judgment handling sensitive information
Preferred
Experience supporting a newly public company
Familiarity with equity compensation and Section 16 compliance
Experience in fintech, financial services, or highly regulated industries
Experience with equity management platforms (e.g., Carta, Shareworks) and disclosure management tools
Familiarity with Workiva
Benefits
Medical
Vision
Dental
401K plan
Generous time off
Parental leave
Wellness reimbursements
Professional development
Employee investing discount
And more!
Company
Wealthfront
Wealthfront integrates investing and saving products to help young professionals build long-term wealth in any market condition.
201-500 employees
Funding
Current Stage
Public CompanyTotal Funding
$274.2MKey Investors
UBSTiger Global ManagementSpark Capital
2025-12-12IPO
2022-09-02Convertible Note· $69.7M
2018-01-04Series E· $75M
Leadership Team
David Fortunato
CEO
Dan Carroll
Founder & Chief Strategy Officer
Recent News
Morningstar.com
2026-02-07
Company data provided by crunchbase