ICE · 23 hours ago
Surveillance Analyst
New York, NY
Full-time
Onsite
Entry, Mid Level
$92K/yr - $113K/yrIntercontinental Exchange is seeking a Surveillance Analyst to join NYSE Regulation’s options regulation team. The role involves reviewing and investigating potential violations of NYSE rules and federal securities laws, as well as conducting options-related reviews to ensure the effectiveness of surveillance systems.
E-CommerceFashionJewelryMarketplace
Responsibilities
Assess order and trading activity based upon a variety of alerts generated by surveillance systems
Working with colleagues, engage in fact finding to determine if matters warrant further investigation and escalation; document findings
Issue formal requests for information to members and analyze their responses; interact with member firms and their counsel concerning those requests
Assist with the preparation of memoranda that recommend dispositions of completed investigations and present those findings and recommendations to senior leadership during meetings of NYSE Regulation’s Disciplinary Action Committee
Assist with the creation, development, and review of new surveillances and procedures
Investigate regulatory issues arising from NYSE business and operations units
Identify and mitigate situations that may adversely impact the integrity of NYSE markets
Assist with the refinement of surveillance systems to ensure that alert output is meaningful and valid; recommend enhancements to those systems
Investigate trading activity by querying, synthesizing, and analyzing large and complex data sets
Other projects, as assigned
Qualification
Required
Bachelor's degree or equivalent work experience
Strong analytical skills
Understanding of equities and/or options exchanges and trading
Ability to work with and synthesize large data files
Sound judgment
Excellent written and verbal communication skills
Ability to work on and prioritize multiple tasks with tight deadlines
Ability to work independently while contributing to a collegial, fast-paced, team-oriented environment
Solid data analytics capabilities
Preferred
Experience relevant to securities markets or compliance
Ability to write and execute SQL queries against large data
Benefits
Healthcare coverage (medical, dental and vision)
A 401(k) plan
Life insurance
Time off
Paid leave for qualifying circumstances
Company
ICE
We are building the largest jewelry marketplace.
Founded in 1999
10001+ employees
H1B Sponsorship
ICE has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2020 (1)
Funding
Current Stage
Late StageTotal Funding
$49MKey Investors
Polaris Partners
2017-12-07Acquired
2016-03-15Series Unknown
2015-07-01Seed· $2M
Leadership Team
Joseph Albert
Chief Technology Officer
David Farrell
Chief Operating Officer, ICE Futures U.S.
Recent News
Mobile World Live
2026-02-05
2026-02-03
Company data provided by crunchbase