TD · 19 hours ago
VP Compliance - Conflicts Manager, Global Control Room (NY) - TD Securities (US)
New York, New York
Full-time
Onsite
Mid, Senior Level
$150K/yr - $185K/yr
5+ years expTD Securities is a global leader in capital markets products and services, and they are seeking an experienced Conflicts Officer to join their Compliance Control Room. The role focuses on reviewing, managing, and mitigating conflicts of interest across the firm's global business lines, while also leading change projects and advising on complex conflict scenarios.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Identify, assess, and resolve potential and actual conflicts of interest across TDS Securities with a primary focus on Corporate and Investment Banking, Capital Markets, Commercial Banking, Mergers and Acquisitions, and other business units within TD Securities and TD Bank as needed
Work closely with the Conflicts Director on the design, implementation, and continuous improvement of conflict management frameworks, policies, and procedures
Work on the development and enhancement of a new conflict management systems and tools, ensuring alignment with regulatory expectations and business needs
Partner with technology teams and project management, and business stakeholders to define system requirements and deliver robust, scalable solutions
Lead and manage cross-functional change projects, including global policy rollouts, system migrations, and process reengineering
Serve as an advisor to the business, legal and compliance stakeholders on complex conflict scenarios
Monitor regulatory developments and industry best practices to ensure the firm’s conflict management program remains best-in-class
Mentor, train, and guide junior team members, fostering a culture of compliance and continuous improvement
Qualification
Required
Minimum 5-7 years of direct experience in conflicts management within a global financial institution, preferably in a Control room or Compliance function
Bachelor's degree required
Deep understanding of investment banking products, services, and regulatory frameworks
Demonstrated success in building and implementing conflict management processes, systems and tools
Proven experience leading large-scale change projects in a matrixed, global environment
Strong analytical, problem-solving, and project management skills
Excellent communication and stakeholder management abilities
Preferred
advanced degree or professional certification (e.g., JD, MBA, CAMS, CRCM) is a strong plus
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
10001+ employees
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
F
Foster Glenn
Senior Vice President Technology and Data Risk Management
Recent News
2026-01-24
2026-01-24
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