SVP, Head of Client Compensation jobs in United States
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LPL Financial · 12 hours ago

SVP, Head of Client Compensation

positionFort Mill/Charlotte
timeFull-time
remoteOnsite
seniorityDirector/Executive
money$186K/yr - $311K/yr
date15+ years exp

LPL Financial is among the fastest growing wealth management firms in the U.S., empowering professionals to shape their success. The SVP, Head of Client Compensation is a strategic leader responsible for driving operational excellence and advisor compensation transformation, overseeing key teams to enhance client and advisor experiences.

FinanceFinancial Services
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H1B Sponsor Likelynote

Responsibilities

Lead transformation initiatives focused on process optimization, automation, and continuous improvement
Oversee advisor compensation operations, ensuring accuracy, compliance, and scalability
Manage service delivery across multiple channels and offshore partners, meeting SLAs and enhancing client experience
Drive organizational change management, diversity and inclusion, and employee engagement programs
Ensure regulatory compliance, mitigate risk, and maintain strong internal controls
Collaborate with Finance, HR, and Compliance on compensation policies and audits
Manage budgets, resource planning, and performance reporting using data-driven insights
Represent Operations in firm-wide initiatives, regulatory engagements, and vendor negotiations
Develop and retain top talent across geographically dispersed teams

Qualification

Advisor compensation expertiseTransformation leadershipChange managementLean methodologySix SigmaAgile methodologyRegulatory complianceEmployee engagementFinancial services experienceWealth managementBachelor’s degreeMBA preferred

Required

15+ years in financial services with deep expertise in advisor compensation, broker-dealer operations, and wealth management
Bachelor's degree in Finance or related field; MBA preferred
Proven success in transformation leadership, change management, and employee engagement
Experience with Lean, Six Sigma, Agile, or similar methodologies
Expertise in compensation structures and regulatory compliance

Preferred

MBA preferred

Benefits

401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
And more

Company

LPL Financial

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LPL Financial provides investment solutions and tools for independent financial advisors.
dateFounded in 1968
location
Boston, Massachusetts, USA
people-size5001-10000 employees
web-link
https://www.lpl.com

H1B Sponsorship

LPL Financial has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)

Funding

Current Stage
Public Company
Total Funding
$2.5B
2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO

Leadership Team

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Rich Steinmeier
Interim CEO
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Sid Vyas
Chief Technology Officer/EVP
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Recent News

IndiaTimes
LPL Financial opens GCC in Hyderabad
2026-02-05
Pulse 2.0
LPL Partners With Wealth.com To Expand Estate Planning Access For 32,000+ Advisors
2026-01-25
Investment News
Commonwealth loses 653 advisors after LPL deal, retention stands around 77%
2026-01-23
Company data provided by crunchbase