PanAgora Asset Management · 21 hours ago
Sr Analyst, Investment Compliance
Responsibilities
Review client investment management agreements
Code new accounts into the compliance management system
Monitor pre- and post-trade compliance alerts
Develop and maintain strategic relationships with multiple teams within PanAgora; Client Service, Portfolio Management, Trading, Legal, etc
Work with departments to ensure compliance with all applicable laws and regulations
Qualification
Required
Bachelor's degree in a related field, such as finance, law, or accounting
5+ years of experience in investment compliance, with a focus on the financial services industry
Strong understanding of regulatory requirements, such as those of the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC)
Strong analytical and problem-solving skills
Excellent written and oral communication skills
Ability to work independently and as part of a team
Ability to manage multiple projects simultaneously
Ability to work under pressure and meet deadlines
Preferred
Experience in Enfusion Compliance System a plus
SQL and Java knowledge a plus
Company
PanAgora Asset Management
PanAgora Asset Management is a quantitative investment manager whose proprietary approach is designed to capitalize on inefficiencies across market cycles and to deliver relative and absolute returns through distinct and innovative equity, multi-asset and risk premia strategies.
Funding
Current Stage
Growth StageRecent News
2025-10-31
2025-08-14
2025-07-04
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