TD Securities · 2 days ago
Senior Associate, Fixed Income Settlements
New York, NY
Full-time
Onsite
Mid, Senior Level
$95K/yr - $115K/yr
6+ years expTD Securities is a leading capital markets firm providing a wide range of products and services to corporate, government, and institutional clients. The Senior Associate in Fixed Income Settlements will manage daily settlement transactions and ensure operational efficiency and client service excellence within the Fixed Operations team.
BankingFinanceFinancial Services
Responsibilities
Manage daily settlement transactions across multiple fixed income products for Fed settlements
Responsible for all settlement's functions across your set of legal entities from trade date to settlement date as well as any trade fails, and buy-ins on securities transactions
Interact with many operations groups globally in our goal of providing an industry leading level of client service to external clients and internal stakeholders
Support stakeholders and develop valuable internal & external relationships with employees
Act as a specialist owner or representative in the discipline
Lead / participate in the identification, development and implementation of new products, operating workflow, additional services/applications or operational efficiencies for Global Business Services
Identify documents, investigate, and resolve service delivery issues
Manage relationships with the client, and other areas of TDS / GBS
Act as a project manager for small-scale projects
Acquire and apply expertise in the discipline, provide guidance, assistance and direction to others in TD Securities
Identify, recommend and effectively execute standard practices applicable to the discipline
Analyze service delivery issues and identify potential solutions that enhance the customer experience and support TD Securities business objectives
Protect the interests of the firm, identify and manage risks
Complete business process reviews as required
Qualification
Required
6+ years' experience within Capital Markets: Fixed Income Operations/Settlements Organization
Team player, collaborates with others across teams, encourages other team members to participate and contribute and acknowledges the contributions of others
Strong Understanding of trade lifecycle from trade capture through post settlement
Experience with BONY – BDC and Access Edge systems, Broadridge IMPACT and RTTM exposure
Strong ability to identify and troubleshoot settlement issues; fails and trade mismatches with CP
Understand and provide resolutions to trade and cash reconciliation
Able to work in a fast-paced, deadline sensitive environment and possess good communication skills
A self-starter who is comfortable in a complex role that interfaces regularly with clients, front office, technology, finance, and trade support teams
Strong knowledge of Excel, Vlookup, Pivots and other requirements
Strong product knowledge including rollout and integration, accompanied with a strong lean mentality
A proven risk assessment and management skill set, fostering a zero tolerance policy for poor integrity and risk taking
A clear communication style
Escalation awareness
A strong front-to-back ownership mentality
Multi-tasking skills and the ability to prioritize amidst competing / conflicting priorities
Excellent analytical/problem solving skills and a sense of urgency regarding responsibilities
Able to take ownership of the design and operating effectiveness of key controls and processes
On top of industry and market driven initiatives to understand risks and impacts
Responsible and accountable for delivery of key objectives within your immediate team and the broader Securities Settlement function
Build strong relationships and work collaboratively within Global Operations and Business Services teams including settlements, new accounts, reference data and change delivery to support the growing Fixed Income business
Bachelor's degree, or specialized training / equivalent work experience
3-4 years related experience
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
2026-02-06
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2026-02-04
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