Secure Income Management · 17 hours ago
General Counsel
Tucson, AZ
Full-time
Onsite
Senior Level
$175K/yr - $225K/yrSecure Income Management (SIM) is a financial services company located in Tucson, Arizona, focused on helping clients achieve their financial goals through personalized strategies. They are seeking a General Counsel to build and lead their in-house legal function, overseeing legal, regulatory, litigation, and risk management matters in a highly regulated environment.
Financial ServicesInsuranceRetirement
Hiring Manager
Robbie Boddy
Responsibilities
Serve as the primary legal advisor to the CEO and senior leadership team
Own legal and regulatory matters across insurance, brokerage, and advisory businesses
Advise on SEC, state securities, and state insurance regulations
Partner closely with Compliance on policies, filings (including Form ADV), and regulatory examinations
Draft, review, and negotiate contracts including client, vendor, SaaS, and employment and producer agreements
Oversee litigation, disputes, regulatory inquiries, and enforcement matters
Manage outside counsel, legal spend, and E&O carrier relationships
Proactively identify and mitigate legal and enterprise risk
Qualification
Required
Juris Doctor (JD) from an ABA-accredited law school
Active membership in good standing with at least one U.S. state bar (Arizona bar membership or ability to become licensed in Arizona required)
Deep understanding of financial services and insurance regulatory frameworks
Experience advising on SEC, state securities, and insurance matters
Strong contract drafting and negotiation capabilities
Ability to provide practical, business-oriented legal guidance to executives
Experience operating under compliance and regulatory constraints
Preferred
Litigation, regulatory inquiry, or enforcement experience (strongly preferred)
Company
Secure Income Management
Secure Income Management specializes in financial planning, wealth creation, and retirement planning.
11-50 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase