Apply on Employer Site

Daley And Associates, LLC · 3 hours ago

Code of Ethics Analyst

Boston, MA

Contract

Hybrid

Entry Level

$30/hr - $36/hr

1+ years exp

Daley And Associates, LLC is a highly successful investment management firm located in Boston, MA, seeking a Code of Ethics Analyst. The role involves ensuring compliance with the firm's policies regarding political contributions and supporting the Legal, Compliance, and Risk Team.

BankingConsultingFinancial ServicesHuman ResourcesInsurance

Growth Opportunities

Responsibilities

Address employee questions and provide guidance on Code of Ethics policies and requirements

Support operational, system, and data-driven aspects of the Code of Ethics program, identifying opportunities to enhance efficiency through technology

Collaborate with global compliance teams, Operational Risk, and Internal Audit to ensure aligned and consistent outcomes

Assist with broader Legal, Compliance, and Risk initiatives as needed

Develop and deliver training on ethics and regulatory compliance topics

Support responses to regulatory inquiries and examinations

Act as an escalation point for offshore compliance teams

Create, maintain, and continuously improve operational procedures and documentation

Qualification

Compliance experiencePower BIPower AutomateAlteryxAnalytical skillsProblem-solving skillsOrganizational skillsCommunication skillsCollaboration skills

Required

Bachelor's degree in finance, business, computer science, or a related field (required)

1-3 years of experience in compliance, operational risk, or business controls within a financial services environment

Strong organizational skills with the ability to prioritize tasks

Ability to collaborate cross-functionally across teams

Strong attention to detail and interest in technology to improve processes

Excellent analytical and problem-solving skills

Excellent written and verbal communication skills

Preferred

Previous experience with Power BI, Power Automate, Alteryx, GenAI is a plus

Company

Daley And Associates, LLC

Daley and Associates is a boutique executive search and contract staffing firm specializing in the placement of Accounting, Finance, Information Technology, Legal, Administrative and Life Sciences professionals.

Founded in 2005

Boston, Massachusetts, USA

11-50 employees

http://daleyaa.com

Funding

Current Stage

Early Stage

Leadership Team

Christyn Thatcher

CFO/COO

Hank Phillips

Principal & COO

Company data provided by crunchbase