TD · 1 day ago
Senior Auditor (US) - Financial Crimes - Sanctions - BSA/AML
Greenville, South Carolina
Full-time
Hybrid
Mid, Senior Level
$64K/yr - $104K/yr
3+ years expTD Bank is one of the world's leading global financial institutions, and they are seeking an experienced Senior Auditor to join their Sanctions Center of Excellence. This role involves independent assurance of the Bank’s Sanctions compliance framework and executing audits for assigned business areas, with a focus on financial crimes.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Conducts audit work based on established audit plans and executes the audit in accordance with established standards ensuring completion
Executes testing of controls such as but not limited to walkthroughs (documentation), test scripts (development and execution), and issue identification
Helps coordinate communication with the stakeholders throughout the audit process
Supports the team in reviewing internal controls and sharing findings and suggestions with both the stakeholders and audit leadership
Executes follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy
Provides input to audit projects/initiatives as a representative for area of specialization
Adheres to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contributes to the review of internal processes and activities and assist in identifying control weaknesses/failures, potential opportunities to improve operational efficiencies for own business area
May develop and provide complex reporting, analysis, and assessments at the functional or enterprise level
Prioritizes and manages own workload to deliver quality results and meet assigned timelines
Keeps current on emerging trends / developments and grows knowledge of the business, analytical tools and techniques and applies them where appropriate
Assists in preparing and sharing audit findings and presentation materials with management and broader audiences, helping ensure clear and effective communication throughout the audit process
Assesses / identifies key issues and escalates to appropriate levels and relevant stakeholders where required
Contributes to the analysis, due diligence and implementation of initiatives within defined area of responsibility
Continuously enhances knowledge / expertise in own area
Supports a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues / points of interest
Identifies and recommends opportunities to enhance productivity, effectiveness and operational efficiency
Establishes effective relationships across multiple businesses
Participates in knowledge transfer within the team and business units
Qualification
Required
Undergraduate degree required
3+ years of relevant experience
Ability to process and handle confidential information with discretion
Experienced audit professional role providing guidance / assistance to function supported
Requires sound audit or business conceptual knowledge
Independently performs tasks from end to end as assigned
Preferred
Proficiency in identifying risks and controls within complex banking operations
Solid understanding of Financial Crimes regulations (e.g., OFAC, OSFI, EU Sanctions) and how they apply to banking processes like screening, KYC, and transaction monitoring
Extensive experience executing end-to-end audit testing cycles, including design effectiveness and operating effectiveness of controls. Must be capable of documenting high-quality working papers
Ability to analyze large datasets to support audit testing; familiarity with sampling methodologies and testing automated controls
Ability to manage own workload and timelines for assigned audit testing with minimal supervision
Applies professional skepticism when reviewing evidence and is comfortable challenging the business on control gaps
Clearly articulates testing results and potential exceptions to Audit Managers and stakeholders
Navigating a rapidly changing sanctions landscape where regulations can shift overnight
CAMS (Certified Anti-Money Laundering Specialist) or CGSS (Certified Global Sanctions Specialist)
CIA (Certified Internal Auditor) or CPA
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
10001+ employees
H1B Sponsorship
TD has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2022 (1)
2020 (6)
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
F
Foster Glenn
Senior Vice President Technology and Data Risk Management
Recent News
2026-01-24
2026-01-24
Company data provided by crunchbase