Atlantic Group · 2 hours ago
Compliance Analyst (Temporary)
Stamford, CT
Full-time
Onsite
Entry, Mid Level
$40/hr - $40/hr
2+ years expAtlantic Group is hiring a Compliance Analyst (Temporary) in Stamford, CT for our client, supporting Personal Trading and Code of Ethics compliance across U.S. operations. In this temporary, in-office role, you will manage employee disclosures, trade monitoring, and regulatory documentation using StarCompliance while partnering with employees, external advisors, and internal compliance teams to ensure timely reviews, accurate reconciliations, and policy adherence.
B2BHuman ResourcesStaffing Agency
Responsibilities
Personal Trading Oversight: Review employee trade requests, respond to inquiries, and resolve daily transaction-related cases for potential personal trading violations
Account Disclosures & Monitoring: Manage employee personal account disclosures, link accounts to broker data feeds, and request and track required account statements
Code of Ethics Administration: Review and manage Code of Ethics disclosures, including private investments, outside activities, related persons, and gifts and entertainment
Reconciliations & Reviews: Perform periodic reconciliations of broker data feeds, personal accounts, and account statements to ensure accuracy and completeness
Employee Lifecycle & Support: Support onboarding and offboarding in compliance systems, coordinate with external advisors for documentation, and circulate employee certifications
Qualification
Required
Bachelor's degree in Finance, Business, Accounting, Legal Studies, or a related field required
2+ years of compliance experience within investment or asset management, with hands-on personal trading compliance exposure
Hands-on experience with the Star Compliance system required, with comfort managing broker feeds, trade monitoring, and disclosure workflows
Solid understanding of Code of Ethics requirements, personal trading policies, and regulatory expectations within an investment management setting
Highly analytical, detail-oriented professional with strong problem-solving abilities, excellent written and interpersonal communication skills, and the ability to manage multiple priorities independently and collaboratively
Company
Atlantic Group
Atlantic Group, founded in 2006, is an industry leader in executive and professional search & staffing.
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
John Ricco
Founding Partner
Recent News
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