The Bancorp · 8 hours ago
AVP Enterprise Compliance (Hybrid)
Greater Sioux Falls Area
Full-time
Hybrid
Mid, Senior Level
5+ years expThe Bancorp is a financial services company seeking an AVP Enterprise Compliance. This role involves managing compliance oversight for various business lines, developing compliance programs, and acting as a subject matter expert on compliance issues.
BankingFinanceFinancial ExchangesFinancial ServicesPayments
Responsibilities
Develops and maintains a collaborative working relationship with internal and external clients
Keeps abreast of relevant consumer protection laws, regulations, and supervisory guidance applicable to the assigned business line, (i.e. “Alphabet” of CFPB regulations such as B, C, E, F, G, M, O, P, V, X, Z, CC, DD) and laws such as E-SIGN and SCRA. Informs management, clients and interested parties of new and modified compliance requirements
Reviews and updates policies, procedures and disclosures as needed for adherence with applicable laws and regulations. May assist in the development of compliance-related policies and procedures
Assists in creating and maintaining company standards related to higher risk products, services, and practices. Ensure documentation and training materials are current to minimize risks
Performs compliance reviews and risk assessments on new programs and initiatives as assigned
Participates in due diligence reviews of key third party service providers associated with the line of business, as assigned
Reviews elevated marketing collateral and materials for adherence to regulatory requirements and bank standards, providing guidance and advice as needed to bring the materials into compliance
Assists line of business in the remediation of any risk items arising from testing, audits or examinations
Acts as a subject matter expert, advising internal and external clients on day-to-day, elevated and complex compliance issues, rules, and regulations. Partners with clients (internal and external) to develop solutions and makes recommendations to meet compliance needs
Assists in the management of compliance-related audits and examinations. Gather relevant documentation as requested, meet with auditors to respond to questions, prepare audit responses as needed, and implement actions recommended by auditors and examiners
If assigned, manages compliance analyst team members and may be required to interview, hire, set high performance standards, and manage team performance in accordance with HR policies and procedures. Creates a flexible and energized work environment, fostering an atmosphere that enables employee trust and engagement. Inspires confidence and m
Motivate others to perform at their best
Performs other duties as assigned
No travel required
Qualification
Required
Undergraduate degree in business or a related field or an equivalent combination of training and experience
Five years consumer compliance experience in the banking or financial services industry, specifically experience within or supporting a line of business
Preferred
CRCM, CCBCO or other compliance certification preferred
Strong knowledge of federal consumer protection laws affecting lending, deposit and payments-related products and services. and/or payments product knowledge and experience
Excellent verbal, written, and interpersonal communication skills
Detail oriented with strong organizational skills
A team player able to work effectively in a team fostered, multi-tasking environment
Proficient in Microsoft Office suite, e.g. Excel, PowerPoint, Word, Outlook
Company
The Bancorp
The Bancorp provides private-label banking and technology solutions to meet the unique business needs of non-bank companies.
501-1000 employees
Funding
Current Stage
Public CompanyTotal Funding
$274M2025-08-18Post Ipo Debt· $200M
2016-08-08Post Ipo Equity· $74M
2004-02-03IPO
Leadership Team
Damian Kozlowski
CEO & President
Randall Baugh
Managing Director, Chief Compliance Officer
Recent News
2025-11-10
The Motley Fool
2025-11-05
Company data provided by crunchbase