Breakwater Capital Group · 9 hours ago
Senior Client Service Associate
Paramus, NJ
Full-time
Hybrid
Mid, Senior Level
$85K/yr - $115K/yr
5+ years expBreakwater Capital Group is a growing Registered Investment Adviser (RIA) seeking a Senior Client Service Associate to play a key role in delivering an exceptional client experience and supporting their advisory team. The role involves serving as a primary client contact, managing account maintenance, and supporting financial planning and compliance workflows.
Financial Services
Responsibilities
Serve as a primary client contact and build long-term relationships
Lead onboarding for new clients and manage account maintenance
Support financial planning preparation, implementation, and follow-up
Execute trading for accounts assigned to model portfolios
Maintain accurate records and support compliance and operational workflows
Assist with CRM management, marketing initiatives, and practice operations
Qualification
Required
5+ years of experience in client service, operations, or trading support, preferably in an RIA or wealth management environment
Strong attention to detail, professionalism, communication, and ability to manage multiple priorities
Ambition to grow into planning and advisory roles
Series 65 or 66 Required
Preferred
Familiarity with Charles Schwab, Orion, eMoney, and Redtail CRM is a plus
Progress toward CFP®
Benefits
Bonus Eligible: Based on individual and business performance
Company
Breakwater Capital Group
Breakwater Capital Group offers holistic wealth management, investment management and consulting services.
2-10 employees
Funding
Current Stage
Early StageLeadership Team
Thomas J Mullen CFP®
Partner/COO/Senior Wealth Management Advisor
Madeline Barconi, CFP®, ChFc®, CDFA®
Partner, Head of Financial Planning & Sustainable Investing Chair
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