Regions Bank · 4 hours ago
Financial Crimes BSA/AML Investigator
Hoover, AL - Riverchase North Building (Birmingham, AL)
Full-time
Hybrid
Mid, Senior Level
$80K/yr - $100K/yr
5+ years expRegions Bank is dedicated to providing a career-oriented environment for its associates. The Financial Crimes BSA/AML Investigator is responsible for conducting thorough investigations of suspicious activities related to financial crimes, ensuring compliance with BSA/AML regulations, and providing guidance to junior investigators.
BankingInsurance
Responsibilities
Performs a variety of highly complex investigative functions to assist FCU BSA/AML with compliance of all Anti-Money Laundering program requirements
Takes responsibility for investigating suspicious activity, reporting money laundering, terrorist financing, and other illicit activities
Prepares comprehensive detailed narratives summarizing the analysis of investigations and reviews all cases for completeness and accuracy
Determines whether a suspicious activity report (SAR) is required to be filed
Ensures compliance with approved policies and procedures related to BSA/AML including case documentation
Offers advice and guidance to junior investigators, assisting in the development of necessary skills and the promotion of continuous improvement initiatives
Leads projects that contribute to workflow or process change and redesign
Quickly and confidently identify trends and patterns of activity which fall outside the bank’s collected EDD/KYC records
Identify trends and changes in financial activity indicating fraud or money laundering
May work with local and federal law enforcement partners for case resolution
Qualification
Required
Bachelor's degree and five (5) years of Financial Crimes/BSA/AML, financial investigations or loss prevention/fraud experience
Or High School Diploma or GED and nine (9) years of Financial Crimes/BSA/AML, financial investigations or loss prevention/fraud experience
Advanced knowledge of Private Banking, Wire Transfers, BSA/AML, OFAC, and FinCEN related laws and regulations
Advanced knowledge of AML laws (e.g. USA Patriot Act), regulations (e.g. Federal, SEC, FINRA), and their applications to the supported products/LOBs
Experience with search engines, open-source data, case management systems, databases, and similar automation platforms
Preferred
Bachelor's degree in Business, Criminal Justice, Finance, or other related field
Advanced financial investigations experience in Financial Crimes/BSA/AML, fraud, law enforcement, or corporate security
Previous experience in other FCU BSA/AML areas is a plus
Experience analyzing complex customer financial activity
Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE), or other applicable certifications
Advanced experience investigating complex and high-profile cases
Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE), or similar Certification
Benefits
Paid Vacation/Sick Time
401K with Company Match
Medical, Dental and Vision Benefits
Disability Benefits
Health Savings Account
Flexible Spending Account
Life Insurance
Parental Leave
Employee Assistance Program
Associate Volunteer Program
Company
Regions Bank
Regions Financial Corporation is a member of the S&P 500 Index and is one of the nation’s largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services.
10001+ employees
Funding
Current Stage
Late StageTotal Funding
unknown2018-04-06Acquired
Leadership Team
Brian Happel
Executive Vice President and Fort Worth Market CEO
Daniel Hobbs
Executive Vice President, Head of Corporate Finance and Business Lines CFO
Recent News
2024-04-30
Business Journals
2024-04-28
Company data provided by crunchbase