Altruist · 15 hours ago
Account Operations Analyst
Los Angeles, CA
Full-time
Hybrid
Entry, Mid Level
$59K/yr - $86K/yr
2+ years expAltruist is transforming the wealth management industry by building an AI platform for wealth professionals. The Account Operations Analyst will play a key role in account opening and maintenance processes, ensuring compliance with regulatory requirements and communicating effectively with the advisor support team.
Asset ManagementFinancial ServicesFinTech
Responsibilities
Complete various account maintenance activities
Handle sensitive document review to ensure compliance with firm policy, Altruist’s CIP program, Securities and Exchange Act 17a-3, FINRA 2090, and all other relevant industry regulations
Identify and escalate risks as appropriate
Act as subject matter expert in the firm for all account types and related maintenance processes and be able to clearly communicate these with other teams
Manually address exceptions and systemic failures
Independently identify issues and create proposals to solve new complex problems related to account setup and maintenance
Continually drive the creation and updates of procedures and processes
Qualification
Required
2+ years of account operations experience with a broker-dealer or RIA
B.A. / B.S. degree in relevant fields
Technologically savvy and can easily get up to speed on modern tech stacks
Ownership in every aspect of work
Superb communication skills, engaging in intentional dialogue, listening actively, and sharing perspectives thoughtfully
Unwavering determination to achieve success
Strong knowledge base and ability to discover the unknown
Instinctually creative with approach in finding solutions to roadblocks
Preferred
FINRA Series 7 or 99 preferred
Benefits
A hybrid work schedule for most positions to promote strong, in-person collaboration.
Stunning, amenity-filled office spaces in Culver City, CA, San Francisco, CA, and Dallas, TX. Our offices are intentionally designed for comfort, collaboration, and productivity.
Competitive pay and equity for eligible positions.
Premium healthcare, dental, and vision insurance plans (HMO and PPO).
401k savings plan with a 4% match and immediate vesting.
16 week paid parental leave.
Professional growth and development opportunities including an employee mobility program and an annual L&D budget allocation for each employee.
Company perks program (includes discounts on pet insurance, fitness, cell phone plans, and travel, etc.).
Financial guidance program (includes counseling on navigating debt, tracking personal spend, saving and planning goals, home-purchasing preparedness, etc.).
One month work from anywhere policy (with the exception of a few countries).
Company
Altruist
Altruist is a modern custodian that offers a digital investment platform for financial advisors to manage their clients' investments.
51-200 employees
Funding
Current Stage
Late StageTotal Funding
$601.5MKey Investors
GICICONIQ GrowthInsight Partners
2025-04-22Series F· $152M
2024-05-02Series E· $169M
2023-04-10Series D· $112M
Leadership Team
Jason Wenk
Founder / CEO
Marc Greenberg
Chief Financial Officer
Recent News
2026-01-11
thesaasnews.com
2025-12-22
Company data provided by crunchbase