Compliance Operations Analyst jobs in United States
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FSCO Finance Group · 1 hour ago

Compliance Operations Analyst

Brookfield is a leading global investment firm focused on creating long-term, sustainable wealth for institutions and individuals worldwide. The Compliance Operations Analyst role involves supporting compliance programs, conducting risk assessments, and monitoring activities to ensure adherence to regulations and internal policies. The analyst will collaborate with internal stakeholders to identify compliance issues, develop solutions, document processes, and assist with training initiatives as needed.

Financial Services

Responsibilities

Supporting compliance programs
Conducting risk assessments
Monitoring activities to ensure adherence to regulations and internal policies
Collaborating with internal stakeholders to identify compliance issues
Developing solutions
Documenting processes
Assisting with training initiatives as needed

Qualification

Analytical SkillsFinanceAccountingCustomer ServiceComplianceRisk ManagementCommunication SkillsData Analysis ToolsRegulatory Compliance SystemsDetail-oriented

Required

Strong Analytical Skills with the ability to evaluate data, interpret results, and support compliance operations effectively
Excellent Communication skills, both written and verbal, to collaborate with team members, stakeholders, and regulatory entities
Knowledge and experience in Finance and Accounting to support financial compliance and reporting
Proven Customer Service skills with an ability to work with diverse teams and address inquiries professionally
Detail-oriented with a proactive approach to identifying and mitigating compliance risks
Bachelor's degree in Finance, Accounting, Business Administration, or a related discipline

Preferred

Experience in compliance or risk management is preferred
Proficiency in data analysis tools and regulatory compliance systems is a plus

Company

FSCO Finance Group

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FSCO Finance Group provides tailored financial solutions for Irish SMEs and enterprises.

Funding

Current Stage
Early Stage
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