Aegon · 1 hour ago
Advertising Review - Senior Compliance Analyst - Hybrid
United States
Full-time
Hybrid
Mid, Senior Level
$75K/yr - $85K/yr
4+ years expAegon is seeking a Senior Compliance Analyst to help mitigate legal and regulatory risk exposure by enforcing company policies and regulatory requirements related to advertising. The role involves reviewing advertising materials, providing guidance to business partners, and maintaining compliance logs while ensuring adherence to state and federal regulations.
Asset ManagementAuto InsuranceFinanceHealth InsuranceInsuranceLife InsuranceRetirement
No H1B
Responsibilities
Review and approve company, product, and producer advertising materials in accordance with company guidelines and applicable state/federal rules and regulations
Review advertising material submitted by financial professionals; ensuring uniform application of departmental and regulatory policies
Monitor and review social media and web content published or maintained by financial professionals and assist in the remediation of any violations discovered
Provide guidance and support to business partners (e.g., Sales and Marketing) in their creation of business content and work to identify possible solutions to accomplish their advertising goals while mitigating risk
Update and maintain complete and accurate compliance logs or files to aid in reporting to senior leadership and regulators. With minimal supervision, perform analysis, identify trends, and follow up on opportunities for enhancement
Assist team members with research and assigned tasks; provide training to supported teams and contribute to the development of new and/or enhanced compliance programs
Research, analyze and interpret current, new, and proposed regulatory requirements (e.g., statutes, regulations, bulletins) to determine impact to organization
Qualification
Required
Bachelor's degree in business, marketing, pre-law or other relevant field, or equivalent education and experience
Four years of regulatory, securities, or advertising compliance experience
Areas of experience desired may vary based upon assigned compliance functions and may include contract development, claims, underwriting, legal research, fraud or anti-money laundering investigations and/or communications
FINRA Series 6 & 26
Excellent written and verbal communication skills
Analytical and research skills
Proficiency using MS Office tools
Preferred
FINRA Series 7 & 24
Benefits
Annual Bonus based on the Company Bonus Plan/Individual Performance
Company
Aegon
Aegon offers products and services in the life insurance, pension, retirement, and asset management fields.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$760M2024-04-10Post Ipo Debt· $760M
1999-04-01IPO
Leadership Team
Lard Friese
Chief Executive Officer
Duncan Russell
Chief Financial Officer
Recent News
2026-01-22
GlobeNewswire
2026-01-12
Alternative Credit Investor
2026-01-03
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