Broadridge · 8 hours ago
Senior Auditor (Hybrid - Newark, NJ)
Newark, NJ
Full-time
Hybrid
Mid, Senior Level
$80K/yr - $85K/yr
2+ years expBroadridge is a company that empowers others to accomplish more, and they are seeking an enthusiastic Senior Auditor to join their team. This role will support and execute enterprise-wide financial, operational, and IT audit engagements across business units and functional areas, with direct reporting to the Senior Director of Corporate Audit.
BankingCrowdfundingEnterprise SoftwareFinanceFinancial ServicesInformation TechnologyOutsourcingSoftwareVenture Capital
Responsibilities
Assess risks and internal controls by identifying areas of non-compliance; evaluating manual and automated processes; identifying process weaknesses and inefficiencies and operational issues
Review processes and practices enterprise-wide to ensure the use of compliant practices, procedural efficiency, and accuracy
Map risks and controls that could adversely impact business results or weaken control levels
Interact with management, as well as internal and external peers
Develop audit programs ensuring complete coverage and analysis of assigned areas
Successfully complete audit assignments in a timely and efficient manner
Communicate audit progress and findings by providing information in status meetings, highlighting unresolved issues in a timely manner
Prepare audit reports and review findings with Corporate Audit management and audit clients
Develop and communicate recommendations, which resolve or prevent errors and enhance controls within the audited entity
Conduct preliminary surveys of audit areas to assess risk and define scope; prepare planning memos; Audit Engagement Kick-Off and Exit Meeting presentations
Develop audit programs and planning documents ensuring complete coverage and analysis of assigned areas
Prepare and assemble work papers by documenting audit tests and findings
Follow up and report on the status of outstanding audit recommendations from prior audits
Assure that all work is performed according to IIA Standards
Perform and assist with special reviews as requested
Use appropriate data analytic and statistical tools and techniques to analyze a variety of data sources
May perform other duties/responsibilities as needed or assigned
Qualification
Required
Bachelor's degree in Accounting or Finance required
2-4 years of relevant internal audit, financial, or related business experience
Preferred
advance degree and/or Certified Public Accountant (CPA)
Certified Internal Auditor (CIA), or Certified Information Systems Auditor (CISA) preferred – in the absence of a relevant qualification, the candidate should be willing and able to gain such a qualification
2+ years of public accounting experience a plus
Benefits
Bonus Eligible
Paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act
Company
Broadridge
Broadridge is a provider of investor communications and technology solutions for broker dealers, banks, mutual funds and corporate issuers.
10001+ employees
H1B Sponsorship
Broadridge has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (109)
2024 (124)
2023 (83)
2022 (141)
2021 (100)
2020 (73)
Funding
Current Stage
Public CompanyTotal Funding
$3.05B2023-08-17Post Ipo Debt· $1.3B
2021-05-17Post Ipo Debt· $1B
2019-12-10Post Ipo Debt· $750M
Leadership Team
Timothy Gokey
Chief Executive Officer
Tyler Derr
Chief Technology Officer
Recent News
FF News | Fintech Finance
2025-12-03
2025-11-19
Company data provided by crunchbase