Wells Fargo · 21 hours ago
Capital Markets Middle Office Specialist(Port Rec and Data Control Analyst)
CHARLOTTE, NC
Full-time
Hybrid
Entry, Mid Level
2+ years expWells Fargo is a leading financial services company that values employee growth and customer-centric services. They are seeking a Capital Markets Middle Office Specialist to support regulatory obligations and trade-level control functions, ensuring compliance through monitoring, remediation, and reporting of trade discrepancies.
BankingFinancial ServicesFinTechInsurancePayments
No H1B
Responsibilities
Monitor, analyze, and remediate trade‑level differences across regulatory regimes (EMIR, CFTC, SEC)
Perform root cause analysis on valuation or matching discrepancies and provide daily reporting
Manage case workflow across TriOptima and Derivatives Access (Millie)
Escalate material discrepancies (e.g., >10% differences) to margin teams and trading desks
Conduct trade matching and support remediation activities
Identify stale pricing, unusual valuation swings, and large‑value new trades
Escalate issues to technology, management, or the applicable trading desk
Manage annual and quarterly Port Rec notifications and track completion
Deliver daily reporting (10% reports, case aging, root cause summaries, notification tracking, KYC methodology metrics)
Support audit walkthroughs and provide control evidence
Lead or support corrective action design, testing, and status tracking
Serve as SME on the control framework; identify gaps and propose improvements
Partner with Technology to streamline and automate manual tasks
Enhance reporting capabilities, expand data visibility, and optimize metrics
Learn Data Control Team (DCT) functions to support continuity needs
Qualification
Required
2+ years of Capital Markets industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Preferred
Experience in portfolio reconciliation, valuations, trade lifecycle, or collateral management
Demonstrated expertise in root cause analysis, case management, and escalation protocols
Familiarity with EMIR, CFTC, or SEC regulatory requirements preferred
Ability to analyze complex derivatives issues and communicate findings clearly
Strong organizational skills with ability to track reporting, deadlines, and control evidence
Proven ability to partner across Middle Office, Technology, and Front Office teams
Benefits
Competitive salaries
Richest benefits packages in the industry
Total Rewards program focuses on wellness, work-life balance and the financial health of our employees
Company
Wells Fargo
Wells Fargo & Company is a financial services firm that provides banking, insurance, investments, and mortgage services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
unknown1978-10-06IPO
Leadership Team
Charlie Scharf
CEO
Fernando Rivas
CEO of Corporate & Investment Banking
Recent News
2026-01-24
2026-01-23
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