Shulman Fleming & Partners · 1 month ago
Risk Assessment Project Manager
New York, NY, US
Full-time
Hybrid
Mid, Senior Level
$175K/yr - $175K/yrShulman Fleming & Partners is seeking a Risk Assessment Project Manager who will work in the KYC onboarding group to bridge business needs and IT solutions within the compliance field. The role involves analyzing requirements, designing technology solutions, and ensuring effective implementation for compliance risk assessments.
Staffing & Recruiting
No H1B
Responsibilities
Developing and enhancing the risk assessment process including determining inherent risk, control effectiveness and calculating residual risk
Drive the implementation of technical capabilities in support of risk assessment process based on automated data sources, a controlled model execution environment and analytics
Work across all compliance domains to ensure consistent reporting and build new capabilities
Qualification
Required
strong background in IT compliance
business analysis
project management
deep knowledge of regulatory requirements
brokerage industry standards
excellent analytical skills
problem-solving skills
communication skills
proficiency in compliance tech solutions
regulatory reporting systems
case management tools
SQL
Power BI
reporting mockup design tools
in-depth understanding of AML
sanctions screening
restricted data
employee trading monitoring
electronic communication surveillance
regulatory reporting standards
Preferred
programming languages
database management
Company
Shulman Fleming & Partners
SF&P is a recruitment firm specializing as a creative search resource for early stage and growing tech companies.
Founded in 2001
11-50 employees
Funding
Current Stage
Early StageLeadership Team
Norm Shulman
CEO
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