Regions Bank · 20 hours ago
Investment Services Sales Assistant
Birmingham, AL
Full-time
Onsite
New Grad, Entry Level
$44K/yr - $53K/yr
0+ years expRegions Bank is dedicated to providing a supportive work environment for individuals focused on results and quality. The Investment Services Sales Assistant role involves providing administrative support to Financial Advisors, facilitating client transactions, maintaining records, and contributing to sales efforts.
BankingInsurance
No H1B
Responsibilities
Facilitates daily transactional support for the Financial Advisor, including processing money movements, trade requests, and other client service transactions related to the investment relationship
Maintains accurate and up‑to‑date client records within CRM systems
Responds to advisor and client inquiries within authorized limits, providing information, addressing general requests, and coordinating required documentation with the broker‑dealer and affiliated carriers
Supports client onboarding activities and assists in the monitoring of first‑line risk and compliance requirements
Contributes to sales and relationship‑management efforts by scheduling appointments, conducting follow-up calls, and preparing or maintaining client-facing marketing materials
Collaborates with the advisor and internal operational teams to ensure timely fulfillment of client needs and to support both business development and client retention initiatives
Supports FAs with miscellaneous administrative tasks as assigned
Complies with internal policies and regulatory requirements
Qualification
Required
High School Diploma or GED
Six (6) months of sales or client service support or closely related experience
Preferred
Life Insurance License
Financial Industry Regulatory Authority (FINRA) registrations including the Series 6, 7, 63, 65, or 66
Benefits
Paid Vacation/Sick Time
401K with Company Match
Medical, Dental and Vision Benefits
Disability Benefits
Health Savings Account
Flexible Spending Account
Life Insurance
Parental Leave
Employee Assistance Program
Associate Volunteer Program
Company
Regions Bank
Regions Financial Corporation is a member of the S&P 500 Index and is one of the nation’s largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services.
10001+ employees
Funding
Current Stage
Late StageTotal Funding
unknown2018-04-06Acquired
Leadership Team
Brian Happel
Executive Vice President and Fort Worth Market CEO
Daniel Hobbs
Executive Vice President, Head of Corporate Finance and Business Lines CFO
Recent News
2024-04-30
Business Journals
2024-04-28
Company data provided by crunchbase