Intuit · 7 hours ago
Principal, Global Regulatory and Licensing Audit
Mountain View, CA
Full-time
Hybrid
Lead/Staff
$177K/yr - $240K/yr
12+ years expIntuit is a leading financial software company seeking a Principal for their Global Regulatory & Licensing Audit team. This role involves overseeing the company's worldwide regulatory compliance and audit strategies, managing relationships with external auditors, and leading a high-performing team to ensure adherence to licensing requirements.
AccountingFinancial ServicesFinTechPaaSSoftware
Responsibilities
Responsible for developing and overseeing the entire regulatory and licensing strategy for the Internal Audit team
Understand new regulations and coordinate internal stakeholders to determine implications on the audit landscape
Develop and execute complex and high-risk regulatory and licensing audits (e.g., specific state/provincial tax authority audits, financial services licensing reviews)
Coordinate with internal stakeholders (e.g., Engineering, Legal, Product, Finance) to gather, review, and organize necessary documentation and evidence required for audits
Serve as the primary point of contact and lead for coordinating all activities, data requests, and response submissions during external regulator and bank audits, ensuring alignment with Intuit's Compliance team
Proactively identify potential compliance gaps and risks related to new regulations or evolving business activities (including product expansion and cross-border transactions) for future audit projects
Oversee the coordination and management of all international location audits, acting as the primary point of contact between local finance teams, external auditors, and Intuit’s corporate compliance function
Serve as the primary relationship manager for the outsourced Head of Audit function (Deloitte Ireland)
Reviewing the scope, objectives, and SLAs for audit engagements
Reviewing work products, managing performance, and ensuring timely delivery of audit report
Facilitating knowledge transfer and maintaining alignment between Intuit’s Internal Audit methodology and Deloitte's execution
Provide clear, concise, and regular reporting on the status of licensing, key audit risks, and emerging regulatory issues to executive leadership and relevant governance committees
Own the end-to-end remediation process for all regulatory/licensing internal audit findings
Track all corrective actions from identification through to validation and final closure, ensuring timely execution by responsible owners and documenting outcomes
Provide clear direction, coaching, performance feedback, and professional development opportunities
Delegate audit preparation tasks, data gathering, and initial documentation review to the team
Foster a high-performance, collaborative, and results-oriented team culture
Build and maintain strong, collaborative relationships with leaders in Legal, Government Affairs, Finance, Engineering, and Product teams
Mentor and develop a high-performing team (or function) of professionals, fostering a culture of accountability, integrity, and proactive risk management
Qualification
Required
Bachelor's degree in Finance, Accounting, Business Administration, a related field
12+ years of experience in a compliance, audit, or regulatory management role
At least 3-5 years focused specifically on licensing compliance (e.g., Money Transmitter, Consumer Lending) and managing regulatory audits
Deep understanding of the regulatory landscape for technology platforms, financial services, and/or tax preparation (e.g., BSA/AML, state lending laws, tax preparer regulations)
Proven ability to lead complex, cross-functional projects, influence senior stakeholders, and present findings clearly to executive audiences
Must be able to work at least 3 days a week out of our San Diego or Mountain View office
Preferred
Experience with global licensing requirements (outside of the US)
Familiarity with GRC (Governance, Risk, and Compliance) software tools
Professional certification (e.g., CAMS, CRCM, CPA, or equivalent)
Benefits
Cash bonus
Equity rewards
Benefits
Company
Intuit
Intuit provides financial software solutions to empower individuals and businesses.
10001+ employees
H1B Sponsorship
Intuit has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (693)
2024 (550)
2023 (586)
2022 (842)
2021 (773)
2020 (514)
Funding
Current Stage
Public CompanyTotal Funding
$8.52BKey Investors
JP Morgan Chase
2025-01-31Post Ipo Debt· $4.5B
2023-09-12Post Ipo Debt· $4B
2011-01-19Post Ipo Equity· $6.7M
Leadership Team
Sasan Goodarzi
Chief Executive Officer
Alex Balazs
Chief Technology Officer
Recent News
2026-01-22
2026-01-22
Company data provided by crunchbase