Vanguard · 11 hours ago
AML/CFT Manager, Operations
Charlotte, NC
Full-time
Hybrid
Senior Level
5+ years expVanguard is a company on a mission for the long-term financial wellbeing of its clients. The AML/CFT Manager, Operations will lead a team focused on anti-money laundering efforts, ensuring compliance and oversight of suspicious activities while providing guidance and training to team members.
FinanceFinancial Services
No H1B
Responsibilities
Hires, evaluates, and supervises crew. Provides guidance and training as necessary to develop crew. Sets performance standards, reviews performance, and makes informed compensation decisions in accordance with all applicable Human Resources policies and procedures
Oversees a team performing complex analyses and monitoring to detect suspicious client activity and potential money laundering activities. Leads and coordinates team efforts to report suspicious activity to governmental agencies
Oversees the collection of documentation and research into alleged violations using public records, internet databases, and other sources. Performs due diligence measures such as customer identification, bank secrecy and cash reporting requirements, and sanctions screening
Resolves complex inquiries and issues related to anti-money laundering. Responds to issues escalated by more junior team members. Collaborates with internal partners and business leaders to provide advice, guidance, and assistance on anti-money laundering matters. Coaches team on responding to unique or complex inquiries
Prepares required internal and external reporting in accordance with departmental policies and regulatory guidelines
Presents key findings and recommendations to management. Works with leaders to identify priorities and determine strategies for AML operations. Partners with Financial Crimes leaders to continuously improve the established due diligence framework
Leads formal and informal educational activities, including presentations, staff meetings and training programs related to anti-money laundering initiatives and financial crimes prevention. Develops and delivers training and education to more junior crew members
Maintains a broad knowledge of the investment industry and compliance developments with implications for Vanguard's anti-money laundering program. Keeps abreast of the current market, regulatory and industry news. Serves as a specialist on compliance related issues. Acts as a liaison to regulatory agencies
Participates in special projects and performs other duties as assigned
Qualification
Required
Minimum of five years related work experience
Undergraduate degree or equivalent combination of training and experience
Preferred
Regulatory, compliance, investment, or auditing experience
Supervisory experience
Company
Vanguard
Check is a client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services.
Founded in 1975Kelayres, Pennsylvania, USA
10001+ employees
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
ic@3401
2017-03-31Non Equity Assistance
Leadership Team
Salim Ramji
Chief Executive Officer
Andrew Maack
Principal, Head of US Equity Index Portfolio Management
Recent News
2026-01-20
2025-09-05
2025-03-15
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