Financial Advisor - Series 7 jobs in United States
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Mindlance · 3 hours ago

Financial Advisor - Series 7

positionCharlotte, NC
timeContract
remoteOnsite
seniorityEntry, Mid Level
money$30/hr - $34/hr
date2+ years exp

Mindlance is a company in the banking domain seeking a Financial Advisor. The role involves providing financial advice and managing client relationships while ensuring compliance with regulatory standards.

Human Resources
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H1B Sponsor Likelynote
Hiring Manager
Akansha Gupta
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Qualification

FINRA Series 7Risk managementComplianceBrokerage industry experienceQuality AssuranceAnalytical skillsJudgment decisionsCollaborationCommunication skills

Required

2+ years of risk management, business controls, quality assurance, business operations, compliance, or process experience
Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration

Preferred

2+ years of brokerage industry experience
2+ years' experience with brokerage complaints processes
2 years' experience in Quality Assurance, Operational Risk, or compliance roles
Strong analytical skills with ability to draw conclusions and translate findings
Ability to make timely and independent judgment decisions while working in a fast-paced and results-driven environment
Experience developing partnerships and collaborating with other business and functional areas
Excellent verbal, written, and interpersonal communication skills

Company

Mindlance

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Glassdoor4.1
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Mindlance is a Staffing and Recruiting company which provides multi-vertical staffing services
dateFounded in 1999
location
Union, New Jersey, USA
people-size1001-5000 employees
web-link
http://www.mindlance.com

H1B Sponsorship

Mindlance has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (71)
2024 (53)
2023 (37)
2022 (72)
2021 (36)
2020 (40)

Funding

Current Stage
Late Stage

Leadership Team

R
Rajat Paul Dhall
Co-Founder & Managing Director
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V
Vik Kalra
Co-Founder and Managing Director
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