Interactive Brokers · 4 hours ago
Senior Analyst - Compliance
Chicago, IL
Full-time
Hybrid
Mid, Senior Level
$86K/yr - $90K/yr
3+ years expInteractive Brokers Group, Inc. is a global financial services company headquartered in Greenwich, CT, known for its cutting-edge technology and client commitment. The Senior Analyst – Compliance will ensure the firm complies with various regulations and will be responsible for reviewing AML programs, drafting risk assessments, and collaborating with stakeholders to enhance client efficiency.
E-CommerceFinanceFinancial Services
Responsibilities
Review and analyze correspondent clients’ AML programs, KYC profiles, and transactions in accordance with established procedures and IBKR policy
Draft comprehensive risk assessments for correspondent clients
Collaborate with internal stakeholders to complete reviews and improve client efficiency
Maintain accurate tracking of assignments and documentation requests to meet deadlines
Escalate and investigate issues identified during reviews
Contribute to process improvements and identify areas for operational efficiency
Assist in drafting, training, and maintaining procedures and related documentation
Serve as a subject matter expert for CAFFI (Correspondent Account for Foreign Financial Institution) reviews
Qualification
Required
Experience working for an exchange, broker-dealer, FCM, or similar organization, with demonstrated expertise in auditing AML programs and compliance frameworks
Experience in internal audit, testing, legal, accounting, or other control functions within a financial services firm or regulator
AML program assessment and testing
CDD and EDD program evaluation
KYC program auditing
Transaction monitoring, system testing, or audit
Ability to assess AML control effectiveness, identify gaps, and recommend remedial measures
Familiarity with current and emerging trends in AML, trade, and sanctions
Understanding of risks associated with digital assets and complex ownership structures
Minimum of three years conducting AML compliance audits or EDD reviews of complex organizations
Bachelor's degree or higher preferred in relevant fields including accounting, criminal justice, finance, law, or similar disciplines
Strong analytical and quantitative skills
Focused, adaptable, and collaborative, with strong time management and issue-spotting skills
Excellent oral and written communication skills
Detail-oriented
Able to work independently and in small teams, and to multitask with minimal supervision
Proficient in Excel, Word, and PowerPoint
Comfortable with new technologies
ACAMS certification
Preferred
CFE, CFCS, Series 7, or other FINRA certifications
Advanced degree in finance, law, or criminal justice
Experience conducting EDD reviews of foreign financial institutions
Benefits
Competitive salary, annual performance-based bonus, and stock grant
Retirement plan 401(k) with competitive company match
Excellent health and wellness benefits, including medical, dental, and vision benefits, and a company-paid medical healthcare premium.
Wellness screenings and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)
Paid time off and a generous parental leave policy
Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snacks
Corporate events, including team outings, dinners, volunteer activities, and company sports teams
Education reimbursement and learning opportunities
Modern offices with multi-monitor setups
Company
Interactive Brokers
Rated #1 Active Traders and #1 International Trading in 2025 by StockBrokers.com.
Founded in 1977Greenwich, Connecticut, USA
1001-5000 employees
H1B Sponsorship
Interactive Brokers has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (24)
2023 (12)
2022 (21)
2021 (10)
2020 (12)
Funding
Current Stage
Public CompanyTotal Funding
unknown2009-06-01Post Ipo Equity
2008-01-01Post Ipo Equity
2007-05-04IPO
Leadership Team
James Menicucci
Chief Financial Officer
Andrew Claflin
Marketing Partnerships
Recent News
2026-01-22
2026-01-21
2026-01-20
Company data provided by crunchbase