Major, Lindsey & Africa · 16 hours ago
Interim Securities Attorney
United States
Full-time
Remote
Senior Level, Lead/Staff
$118/hr - $118/hr
10+ years expMajor, Lindsey & Africa is seeking an experienced Interim Securities Attorney to support their law firm client on a part-time basis. The role involves managing complex securities, capital markets, and regulatory matters, requiring strong drafting skills and sound legal judgment.
Staffing & Recruiting
Responsibilities
Support capital markets activities, including equity and debt offerings, and private placements; advise team on Rule 144A, Regulation D, and applicable private offering exemptions
Draft and negotiate offering memoranda, subscription agreements, and investor communications
Provide guidance on structuring, disclosure requirements, and regulatory considerations for private securities offerings
Advise broker‑dealers on compliance under the Securities Exchange Act of 1934, FINRA rules, and relevant state securities laws
Advise clients on investment‑related compliance with the Investment Company Act of 1940 and the Investment Advisers Act of 1940
Draft and review fund documents, advisory agreements, compliance policies, advertising materials, and disclosure documentation
Advise clients on governance, fiduciary obligations, and ongoing reporting or regulatory filings
Collaborate with interdisciplinary teams and provide securities‑related input on M&A transactions, joint ventures, restructurings, financing, and tax matters
Qualification
Required
J.D. from an accredited law school; active membership in good standing with at least one U.S. state bar
10+ years of securities law experience in a law firm
Demonstrated expertise in private placement offerings and securities regulations
Demonstrated expertise in broker–dealer regulatory matters (FINRA + SEC)
Demonstrated expertise in advising investment companies or investment advisers
Strong drafting, negotiation, and communication skills
Ability to manage multiple transactions and priorities with minimal supervision
Collaborative mindset with the ability to work effectively with sophisticated financial‑services clients
Familiarity with structured products, fund formation, or alternative investment vehicles
Company
Major, Lindsey & Africa
Major, Lindsey & Africa is the world’s leading legal search firm.
201-500 employees
Funding
Current Stage
Growth StageLeadership Team
Barry Freedman
Managing Director - Partner Practice Group
Bob Graff
Partner & Recruiter In-house Practice Group
Recent News
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