AngelList · 2 days ago
Head of Internal Audit and Compliance Testing
New York, NY, US
Full-time
Hybrid
Director/ExecutiveAngelList is a company dedicated to accelerating innovation in the venture capital and startup ecosystem. They are seeking a Head of Internal Audit and Compliance Testing who will be responsible for designing and implementing a comprehensive internal compliance testing program to ensure regulatory adherence and effective controls.
Angel InvestmentFinancial ServicesInternet
Responsibilities
Design and implement a risk-based internal compliance testing and assurance program across the AngelList platform and products
Develop and maintain formal compliance documentation, including: Enterprise and program-level risk assessments, Control design and operating effectiveness documentation, Testing methodologies, schedules, and results
Evaluate automated and manual controls related to KYC/CDD, investor accreditation, regulatory filings, and other regulatory obligations
Perform or oversee periodic testing to ensure controls effectively mitigate identified risks
Identify control gaps, assess root causes, and partner with product, engineering, operations, and compliance teams to drive remediation
Prepare materials and support regulatory exams, audits, and reviews by banking partners
Continuously enhance the testing program as regulations, products, and business risks evolve
Qualification
Required
Significant experience in compliance testing, audit, or assurance within financial services, fintech, banking, or investment platforms
Strong understanding of regulatory requirements such as KYC/CDD, AML, investor accreditation, and regulatory reporting
Proven ability to design and document compliance programs that stand up to regulatory and auditor scrutiny
Experience working with automated systems and controls, including technology-enabled compliance processes
Exceptional written communication skills, with the ability to clearly document complex processes and controls
Ability to operate independently in a fast-paced, high-growth environment
Company
AngelList
AngelList is a fundraising platform that allows investors to connect with and invest directly in early-stage startups.
Founded in 2010
51-200 employees
Funding
Current Stage
Growth StageTotal Funding
$170.2MKey Investors
SOSV
2022-04-21Series B· $44M
2022-03-07Series B· $100M
2022-03-01Secondary Market
Leadership Team
Babak Nivi
Founder
Erik Syvertsen
Head of Asset Management
Recent News
AngelList
2026-01-20
Private Capital Journal
2026-01-17
2025-11-08
Company data provided by crunchbase