RBC · 11 hours ago
Complex Assistant Manager
Milwaukee, WI
Full-time
Onsite
Mid, Senior Level
7+ years expRoyal Bank of Canada is seeking a Complex Assistant Manager to join their Wealth Management team. The role involves leading a team across multiple branches, managing operations, ensuring compliance, and supporting new advisors to enhance their business. Additionally, the CAM will partner with various departments to drive strategic initiatives and manage the overall budget.
BankingFinancial ServicesWealth Management
Responsibilities
Lead a team across multiple branches. Partner with recruiting in the staffing process and own overall hiring and training. Drive excellence by coaching staff and enabling performances using the tools and training available
Manage the Complex Operations Team and ensure all required Operations related policies are adhered to. Enable and prepare the complex and branches in compliance inspection process and develop action plans to address any gaps
Assess suitability and risk for daily sales activities. Ensure branch staff members comply with regulatory, firm, complex and branch procedures, while resolving issues as needed
Ensure new advisors are properly onboarded including overseeing the process of coordinating new clients’ paperwork, and ensure new advisors receive training on RBC’s policies and procedures; and proactively support Financial Advisors efforts to build their business and effectively service their clients
Serve as a point of contact for multiple departments within RBC including Business Supervision Group, Compliance, Surveillance, and Legal
Partner with the Complex Director to develop and finalize the overall budget and actively manage it to its expected results
Qualification
Required
7+ years of industry experience
3+ years of leadership experience
Demonstrated ability to effectively influence others while building relationships
Ability to independently manage multiple demands and competing priorities and the ability to work effectively in a fast-paced, deadline-oriented environment
Series 7, 8 (or 9/10) and 66 (or 63/65) and Insurance licenses required for each state in complex
Preferred
Bachelor's degree or equivalent working experience
5+ years of leadership experience
Comprehensive knowledge of investment products and strategies, and understanding of the operations of a branch office
Benefits
A comprehensive Total Rewards Program including bonuses and flexible benefits
Competitive compensation
Commissions
Stock where applicable
Leaders who support your development through coaching and managing opportunities
Flexible work/life balance options
Opportunities to do challenging work
Opportunities to take on progressively greater accountabilities
Access to a variety of job opportunities across business
Company
RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance.
10001+ employees
H1B Sponsorship
RBC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (17)
2023 (3)
2022 (4)
2021 (1)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
$16.3B2025-10-30Post Ipo Debt· $5B
2025-09-15Post Ipo Debt· $1.35B
2025-07-10Post Ipo Debt· $177.74M
Leadership Team
Graeme Hepworth
Chief Risk Officer
Kelly Bradley
Chief Human Resources Officer
Recent News
2026-01-22
Qatar Tribune
2026-01-21
Company data provided by crunchbase