Platte Valley Companies · 18 hours ago
Regulatory Compliance Manager
1212 Circle Dr, Scottsbluff, NE 69361, USA
Full-time
Onsite
Mid Level
3+ years expPlatte Valley Companies is seeking a Regulatory Compliance Manager responsible for developing, implementing, and administering the Bank's Compliance Management Program. The role involves supervising staff, ensuring compliance with regulations, and preparing reports for management and the board of directors.
BankingInsuranceLending
Responsibilities
Supervise Compliance Department staff
Serve as CRA Officer, and HMDA Officer for all banks, and direct staff accordingly to ensure compliance with these regulations
Maintain compliance policy library
Review operational policies and procedures to ensure compliance with all applicable laws and regulations
Provide compliance training to associates as needed
Answer associate inquiries related to compliance, including review of all bank advertising materials
Perform compliance monitoring for various regulations; preparing reports of results; and performing follow-up on violations and exceptions
Perform an annual risk assessment of regulatory requirements
Chair monthly Compliance Committee meetings
Prepare reports for the board of directors and senior management as requested
Report, as necessary, to the board of directors and senior management regarding significant activities and developments in the area of regulatory compliance
Complete special projects as assigned
Other duties as assigned
Qualification
Required
Three to five years' experience in banking with a working knowledge of compliance
Undergraduate degree in finance, business, or related field
Ability to travel to Nebraska, Wyoming, and Colorado locations
Strong verbal and written communication skills
Demonstrated strength in decision making, dependability, independence, organization, problem solving, and time management
Professional appearance
Proficiency in Excel, Word, Adobe, and Outlook
Able to work with and maintain the confidentiality of sensitive information
Preferred
Additional professional education at a compliance school
Company
Platte Valley Companies
Platte Valley Companies is an integrated financial and insurance organization with locations in Nebraska, Wyoming and Colorado.
201-500 employees
Funding
Current Stage
Growth StageCompany data provided by crunchbase