Chase · 7 hours ago
Trading Services Control Manager - Vice President
4 Chase Metrotech Ctr, Brooklyn, NY, 11245, US
Full-time
Onsite
Senior Level
$119K/yr - $190K/yrChase is a leading financial institution offering innovative financial solutions. The Trading Services Control Manager will manage the risk and control framework for Trading Services, support the operating model, and collaborate with various departments to ensure effective risk management practices.
BankingFinancial Services
Responsibilities
Support the end-to-end risk and control framework for Trading Services, ensuring adherence to Operational Risk and CORE Standards
Identify key risk areas within the operating model and assess the effectiveness of existing controls
Collaborate across Securities Services Control Management to ensure a unified and consistent approach to risk and control management
Support risk mitigation activities, including oversight and tracking of issues and action plans to resolution
Partner with various departments, including Front Office, Operations, Compliance, and Audit, to ensure a consistent and integrated approach to control management
Lead or support the investigation and resolution of risk events, including root cause analysis and implementation of corrective actions
Proactively identify opportunities to enhance processes, controls, and risk management practices, driving a culture of continuous improvement
Prepare and deliver clear, concise risk and control reporting when necessary to senior management and relevant stakeholders
Stay informed of relevant regulatory developments and ensure controls remain effective and compliant with evolving requirements
Promote risk and control awareness across the business through engagement, guidance, and sharing of best practices
Qualification
Required
A natural inclination to explore and understand complex topics
Exceptional communication and interpersonal skills to convey ideas clearly and effectively
Strong analytical and problem-solving abilities to navigate challenges
Ability to distil complex information into digestible insights
Comfortable managing from a conceptual idea through to practical implementation
Proven ability to work independently and as part of a team, fostering a collaborative environment
Flexibility to adapt to changing priorities and manage multiple tasks efficiently
Strong organizational and time-management skills to prioritize and execute tasks effectively
Demonstrated interest in and exposure to effective risk management practices, with a solid understanding of the three lines of defence model
Foundational knowledge of the Securities Services business and its key products and processes
Experience in one or more of the following areas: Controls, Business Management, Regulatory Affairs, Legal, Compliance, or Business Controls, with a focus on risk and control management, or strong knowledge of a Trading Services business
Strong analytical and problem-solving skills, with the ability to assess complex issues and recommend practical solutions
Excellent communication and interpersonal skills, with the ability to collaborate effectively across teams and with stakeholders at all levels
Proactive and self-motivated, with a commitment to continuous learning and improvement
No specific formal qualifications required
Benefits
Comprehensive health care coverage
On-site health and wellness centers
A retirement savings plan
Backup childcare
Tuition reimbursement
Mental health support
Financial coaching
Company
Chase
Chase provides broad range of financial services. It is a sub-organization of JP Morgan Chase.
Founded in 2000
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Mike McDonnell
Managing Director, Head of Chase Travel Platform Product
Nicole Sanchez
Managing Director, Consumer Bank, GM and Product Executive, Growth Financial Products
Recent News
2026-01-24
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