CLA (CliftonLarsonAllen) · 14 hours ago
Trading Associate - Wealth Advisory - Madison, WI or Minneapolis, MN
Madison, WI
Full-time
Onsite
Entry Level
$49K/yr - $85K/yr
1+ years expCLA is a top 10 national professional services firm focused on creating opportunities for clients and communities. The Trading Associate role involves managing day-to-day trading operations within the Wealth service line, supporting client on-boarding and off-boarding, and working closely with wealth advisors on various trading and investment projects.
AccountingConsultingOutsourcing
Responsibilities
Use of Tamarac Rebalancer/CRM
Assist Advisors in reviewing for tax purposes, cash holds and policy questions
Monitoring Policies for Compliance/Operations for Consistent client experience
Account Set-up Reviews
Assist in Allocation Rebalancing/Tax Loss Harvesting
Operations: Work with the with Director of Portfolio Implementation & Managing Director of Investments to support all trading/investment needs of wealth advisors for the investment advisory business. Responsible for knowing and understanding all functionality of the CRM, portfolio accounting and other key systems. May help in the production of Assets Under Management and other tracking reports that are used by the firm to manage the business
Billing: helping the billing team in cash raising for quarterly/yearly fees
External Client Support: Provide high quality service to prospective/existing clients and co-workers through timely, courteous, respectful and helpful communication. Assist with service requests from clients
Internal Support: Work with Director of Portfolio Implementation & Managing Director of Investments on special investment advisory projects
Administrative: Enter and maintain client information (data) in client databases and systems. Perform other job-related duties and/or special projects as required
Other duties as assigned
Qualification
Required
4 year degree completed Bachelor's degree in Accounting, Finance, or related field
Use of Tamarac Rebalancer/CRM
Assist Advisors in reviewing for tax purposes, cash holds and policy questions
Monitoring Policies for Compliance/Operations for Consistent client experience
Account Set-up Reviews
Assist in Allocation Rebalancing/Tax Loss Harvesting
Operations: Work with the with Director of Portfolio Implementation & Managing Director of Investments to support all trading/investment needs of wealth advisors for the investment advisory business. Responsible for knowing and understanding all functionality of the CRM, portfolio accounting and other key systems. May help in the production of Assets Under Management and other tracking reports that are used by the firm to manage the business
Billing: helping the billing team in cash raising for quarterly/yearly fees
External Client Support: Provide high quality service to prospective/existing clients and co-workers through timely, courteous, respectful and helpful communication. Assist with service requests from clients
Internal Support: Work with Director of Portfolio Implementation & Managing Director of Investments on special investment advisory projects
Administrative: Enter and maintain client information (data) in client databases and systems. Perform other job-related duties and/or special projects as required
Other duties as assigned
Preferred
1 year experience preferred
Benefits
Flexible PTO (designed to offer flexible time away for you!)
Up to 12 weeks paid parental leave
Paid Volunteer Time Off
Mental health coverage
Quarterly Wellness stipend
Fertility benefits
Complete list of benefits here
Health, dental, vision, 401k and much more.
Company
CLA (CliftonLarsonAllen)
CLA exists to create opportunities for our clients, our people, and our communities through industry-focused wealth advisory, outsourcing, audit, tax, and consulting services.
5001-10000 employees
H1B Sponsorship
CLA (CliftonLarsonAllen) has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (3)
2024 (2)
2023 (2)
2022 (3)
2021 (2)
2020 (2)
Funding
Current Stage
Late StageLeadership Team
Ray Price
Chief Financial Officer
T
Todd A. Steiner
Outsourcing CFO
Recent News
Morningstar.com
2025-11-04
Seattle TechFlash
2025-07-28
Company data provided by crunchbase