Fidelity Bank · 4 days ago
Senior Compliance Advisor
Covington, KY
Full-time
Hybrid
Senior LevelFidelity Bank is a financial services company that focuses on compliance readiness activities related to regulatory rules and requirements. They are seeking a Senior Compliance Advisor to manage and mitigate regulatory, contractual, and compliance risks while supporting various compliance projects and tasks.
BankingBitcoinCustomer ServiceFinancial ServicesInsuranceWealth Management
No H1B
Responsibilities
Conducting monitoring, audits, and analysis to detect compliance concerns
Providing decision support to resolve compliance issues that arise regarding our program
Enhancing associate resources and training to build a more flexible team
Enhancing quality and consistency of core compliance functions/services
Developing improved reporting, driving visibility, and measurement of compliance program health
Providing compliance guidance for products, services and projects; collaborating with Fidelity Health from business requirements, development, implementation and measurement of key governance activities
Supporting Incident Management and response, assessing, communicating and escalating when appropriate
Reviewing and approving of internal and external collateral
Supporting the monitoring, review and dissemination of requirements of new/modified laws, regulations and other applicable guidance
Managing and delivering on compliance projects and tasks
Qualification
Required
Bachelor's degree, or equivalent
Experience in areas of operations, program management, data analysis & reporting, requirements gathering and/or controls
Strong interpersonal and influencing skills, including ability to collaborate across the organization, with peers and senior level management, to deliver results
Excellent verbal and written communications skills - ability to present ideas and complex information clearly and effectively through multiple channels
A proven track record to identify, analyze, prioritize, and resolve problems independently, and call out matters when appropriate
Ability to land and learn, ask questions and demonstrate critical thinking
Ability to plan and execute routines and projects timely by delivering on the objectives and managing the expectations of key stakeholders
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Conducting monitoring, audits, and analysis to detect compliance concerns
Providing decision support to resolve compliance issues that arise regarding our program
Enhancing associate resources and training to build a more flexible team
Enhancing quality and consistency of core compliance functions/services
Developing improved reporting, driving visibility, and measurement of compliance program health
Providing compliance guidance for products, services and projects; collaborating with Fidelity Health from business requirements, development, implementation and measurement of key governance activities
Supporting Incident Management and response, assessing, communicating and escalating when appropriate
Reviewing and approving of internal and external collateral
Supporting the monitoring, review and dissemination of requirements of new/modified laws, regulations and other applicable guidance
Managing and delivering on compliance projects and tasks
Preferred
Experience in compliance, risk management, audit and/or quality preferred
Experience in HIPAA covered products, retirement, health and/or insurance a plus
MBA and/or JD is a plus
Company
Fidelity Bank
Fidelity Bank is a commercial bank providing services financial sercvices.
Founded in 1974
1001-5000 employees
Funding
Current Stage
Late StageTotal Funding
unknown2018-12-17Acquired
2014-09-01Private Equity
Company data provided by crunchbase