Trade Lifecycle Manager II - Legal Entity Oversight & Control jobs in United States
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JPMorganChase · 4 hours ago

Trade Lifecycle Manager II - Legal Entity Oversight & Control

JPMorganChase is one of the oldest financial institutions, providing innovative financial solutions globally. The Trade Lifecycle Manager II role involves overseeing compliance, settlements, and regulatory reporting while collaborating with cross-functional teams to ensure adherence to regulations and drive operational efficiency.

Asset ManagementBankingFinancial Services
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Growth Opportunities
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H1B Sponsor Likelynote

Responsibilities

Prepare and submit required regulatory reports, such as Extensions of Time, accurately and on schedule
Assist in developing, implementing, and maintaining the firm's Written Supervisory Procedures (WSPs) and Standard Operating Procedures (SOPs), ensuring alignment with daily processes
Collaborate with other lines of business, including legal, compliance, technology, and settlement operations to help ensure the firm remains in compliance with all regulations
Identify potential compliance and operational risks through analysis of existing reporting infrastructure, documenting processes to support audits and examinations
Participate in forums, presenting metrics and project updates to senior leadership to keep them informed of key initiatives and areas of concern

Qualification

U.S. securities laws knowledgeFINRA Securities Industry EssentialsSeries 99 certificationAdvanced data analysis toolsProject management skillsAnalytical abilitiesAttention to detailProblem-solving abilitiesVerbal communication skillsWritten communication skills

Required

Bachelor's degree in Finance, Accounting, Business, or a related field
2+ years of experience in the securities industry
Exceptional attention to detail, with strong analytical and problem-solving abilities
Excellent verbal and written communication skills, with the ability to explain technical subject matter to various audiences
FINRA Securities Industry Essentials & Series 99 required, or commitment to obtain within 120 days of hire

Preferred

Strong knowledge of U.S. securities laws, rules, and regulations, including SEC and FINRA requirements
Demonstrated project management skills, with experience supporting complex projects and change management initiatives
Ability to influence decisions and drive improvements in operational efficiency and risk mitigation
Experience with advanced data analysis tools (i.e., Alteryx, Tableau, UI Path)

Benefits

Comprehensive health care coverage
On-site health and wellness centers
A retirement savings plan
Backup childcare
Tuition reimbursement
Mental health support
Financial coaching

Company

JPMorganChase

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With a history tracing its roots to 1799 in New York City, JPMorganChase is one of the world's oldest, largest, and best-known financial institutions—carrying forth the innovative spirit of our heritage firms in global operations across 100 markets.

H1B Sponsorship

JPMorganChase has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (3471)
2024 (3469)
2023 (3395)
2022 (3594)
2021 (2515)
2020 (2495)

Funding

Current Stage
Public Company
Total Funding
unknown
1998-02-01IPO

Leadership Team

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Allison Beer
CEO of Card Services and Connected Commerce
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Dan Mendelson
CEO, Morgan Health
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Company data provided by crunchbase