Neuberger Berman · 1 day ago
SMA Data Oversight and Business Enablement Specialist
New York, NY
Full-time
Hybrid
Senior Level
$130K/yr - $170K/yr
7+ years expNeuberger Berman is a financial services company providing SMA solutions for financial intermediaries. The role involves owning data oversight and management for SMA, partnering with various teams to enhance operational processes and ensure effective metric delivery.
BankingBusiness DevelopmentFinanceFinancial Services
No H1B
Responsibilities
Champion data oversight and management across the Intermediary business
Drive the delivery of KPIs and other key metrics to senior management and other stakeholders
Partner with Performance to monitor and research performance dispersion for manager traded accounts and model delivery
Lead crucial administrative and regulatory tasks including Cerulli reporting, ADV mailings and proxy voting oversight
Contribute to strategic alignment of the SMA business, helping to break down operational silos and integrate best practices
Assist with onboarding of new intermediary relationships from contracting to implementation
Define and help to establish departmental procedures and identify and implement process improvements
Liaise with Portfolio Managers, Legal & Compliance, Technology, Sales and RFP teams as an SMA subject matter expert
Collaborate with Intermediary Sales to achieve strategic firm objectives and support cross-functional initiatives
Assist with the oversight of our outsourced back office to ensure appropriate policies and procedures are in place
Oversee annual due diligence review of intermediary SMA partners
Qualification
Required
7+ years of experience in financial services, preferably with client service or operations management responsibilities
Strong knowledge of SMA structures, tax-managed strategies, and investment products (equity, fixed income, derivatives, ETFs, mutual funds)
Experience working with financial intermediaries in a professional, client-focused manner
Ability to synthesize data from multiple systems and provide actionable reporting
Strategic thinker with a hands-on approach; able to align siloed processes and drive operational improvements
Detail oriented with excellent communication and organizational skills
Familiarity with platforms and systems such as Charles Schwab (Marketplace), Fidelity (Separate Account Network), Pershing, Aladin, Charles River, Investor Tools Perform, InvestCloud APL, Archer, or Vestmark is highly desirable
Strong knowledge of Excel and PowerPoint
Visio experience a plus
Bachelor's degree required
FINRA Series 7 and 66 registrations a plus
Benefits
Paid time off
Medical/dental/vision insurance
Retirement
Life insurance
Other benefits
Company
Neuberger Berman
Neuberger Berman is an independent and employee-controlled asset management company, providing global investment solutions.
1001-5000 employees
Funding
Current Stage
Public CompanyTotal Funding
$18.5M2017-01-31Post Ipo Equity· $18.5M
2003-07-22Acquired
1999-10-07IPO
Leadership Team
George Walker
Chairman and CEO
Brian Hahn
Managing Director, Senior Wealth Advisor
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