TD Securities · 9 hours ago
Financial Crime Risk Oversight Specialist, Global Transaction Banking
New York, NY
Full-time
Onsite
Senior Level
$128K/yr - $165K/yr
7+ years expTD Securities is a leading provider of capital markets products and services. They are seeking a Financial Crime Risk Oversight Specialist to support the development, implementation, and maintenance of a robust financial crime risk management program, ensuring compliance with regulatory requirements and mitigating financial crime risks.
BankingFinanceFinancial Services
Responsibilities
Demonstrate governance, control and risk management behaviors aligned with TD policies and practices
Provide advisory and oversight support to the Global Transaction Business, including for new products and initiatives, and customer and transaction escalations and inquiries
Provide advice to the business on AML requirements across customers, products and transactions
Provide quality evaluations and enhancements of exception reports when needed
Where required, support investigations into potentially suspicious activity, drafting SARs as well as documenting cases that did not result in the filing of a SAR
Participate in the annual enterprise-wide AML/BSA/Sanctions/ABAC risk assessment process
Conduct targeted AML/OFAC training, as appropriate
Conduct periodic testing of AML functions as mandated by the Periodic AML Testing Program
Participate in special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance
Assist with regulatory and audit requests
Provide backup to general AML compliance functions such as surveillance reviews, section 312 reviews and TD affiliates due diligence reviews
Complete all tasks within required timeframes
Qualification
Required
Bachelor's degree required (exceptional candidates demonstrating an equivalent combination of relevant education and experience will be considered)
7 to 10 years of knowledge and experience in AML compliance, preferably with a large financial institution or payments business
Excellent verbal and written communicator with detailed oriented nature
Must have strong subject matter knowledge of financial crime risks and controls relating to payments and transaction banking
Ability to identify and evaluate potential risks to the Firm and escalate accordingly
Strong project management and strategic thinking skills
Proficiency with Microsoft Word, Excel and PowerPoint
Undergraduate degree or equivalent work experience
7+ years experience
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
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Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
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