Virtu Financial · 7 hours ago
Compliance Officer
New York, NY
Full-time
Onsite
Mid, Senior Level
$100K/yr - $175K/yr
3+ years expVirtu Financial is a leading financial firm that leverages cutting edge technology to deliver deep liquidity to the global markets. They are seeking an experienced Compliance Officer to shape Virtu's Compliance function, implement policies, and work across various compliance areas while interacting with multiple stakeholders.
AnalyticsCryptocurrencyFinanceFinancial ServicesFinTech
Responsibilities
Develop and implement policies and procedures across a variety of business units
Coordinate with our global legal and compliance team to work on global initiatives, especially those relating to AML monitoring and reporting
Drive compliance innovation initiatives with a focus on greater automation, increased efficiency, and trend analysis
Coordinate with trading teams, technology, and other relevant stakeholders across the organization to escalate and remediate issues identified through the course of reviews
Qualification
Required
Bachelor's Degree or Commensurate Experience preferred however will consider other relevant experience
3-7 years of experience with a financial services firm, Fin-Tech, regulator or commensurate experience
Strong working knowledge of broker-dealer regulation, including securities and commodities laws and SEC, CFTC, and SRO Rules
Experience analyzing trading activity across a variety of asset classes, such as equities, options, fixed income, currency, commodities, futures, fx, swaps, forwards, and cryptocurrencies
Experience conducting AML reviews and investigations
Strong communication and interpersonal skills
Self-starter and team player who is comfortable working in a fast-paced environment and a relatively flat organization
Preferred
Familiarity with SQL, python, or similar query and scripting languages is a plus, but not required
CAMS certification considered a plus
Company
Virtu Financial
Virtu is the global leader in electronic market making.
501-1000 employees
H1B Sponsorship
Virtu Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (25)
2024 (35)
2023 (23)
2022 (29)
2021 (29)
2020 (28)
Funding
Current Stage
Public CompanyTotal Funding
$3.1BKey Investors
North Island
2025-09-23Post Ipo Debt· $300M
2024-06-13Post Ipo Debt· $2.04B
2017-04-20Post Ipo Equity· $750M
Leadership Team
Aaron Simons
Chief Executive Officer
Recent News
2026-01-16
Ledger Insights - blockchain for enterprise
2026-01-16
Company data provided by crunchbase