BNY · 5 hours ago
Senior Director, Investment and Wealth Management Audit
240 Greenwich Street, New York, NY, 10286, US
Full-time
Onsite
Director/Executive
$136K/yr - $275K/yr
15+ years expBNY is a leading global financial services company at the heart of the global financial system, and they are seeking a highly experienced Senior Director to lead the development and execution of a comprehensive audit program focused on Investments and Wealth Management. The successful candidate will build an audit framework aligned with regulatory expectations while managing global audit teams and ensuring effective risk management and control practices.
Financial Services
Responsibilities
Deep understanding of fiduciary operations and regulations, investment management and portfolio management, broker-dealer services, and related operations and sales risks and controls
Robust people leadership experience, leading and motivating teams of scale while collaborating in a matrixed organization
Demonstrated ability to solve problems, prioritize decisions, and successfully manage multiple projects in a high-pressure environment
Demonstrated ability to embrace innovation and manage change
Design, implement, and continuously enhance a robust Investments and Wealth Management audit program that addresses key risks and regulatory requirements globally
Lead and manage a diverse, global team of auditors, providing guidance, mentorship, and performance oversight
Serve as a subject matter expert on fiduciary duties, investment risk, portfolio management, and related control environments
Act as a trusted advisor to internal audit teams, offering technical expertise and strategic insights to improve audit quality and effectiveness
Engage with senior leaders and relevant Board committees to communicate audit findings, influence risk mitigation strategies, and promote a strong control culture
Maintain up-to-date knowledge of regulatory developments, audit trends, and industry best practices relevant to Investments and Wealth Management
Collaborate with global regulators and external stakeholders as needed, leveraging experience to navigate complex regulatory landscapes
Drive continuous improvement initiatives within the audit function to enhance efficiency, coverage, and impact
Qualification
Required
Bachelor's degree or equivalent combination of education and work experience required
Minimum 15 years of progressive experience in internal audit, risk management, or related fields within financial services, banking, or insurance sectors
Proven track record managing global audit teams and complex audit programs at a senior leadership level
Deep understanding of fiduciary responsibilities, investment risk management, portfolio management processes, and associated control frameworks
Strong knowledge of regulatory requirements affecting Investments and Wealth Management, including experience with global regulators preferred
Excellent advisory, negotiation, and influencing skills with the gravitas to engage effectively with senior executives and board members
Demonstrated ability to think strategically and execute tactically in a dynamic, global environment
Preferred
Degree in accounting, finance, or relevant specialty preferred
MBA, CPA, CFA or related certifications preferred
Benefits
Flexible global resources and tools for your life’s journey
Paid volunteer time
Generous paid leaves
Company
BNY
For more than 240 years BNY has partnered alongside clients, using its expertise and platforms to help them operate more efficiently and accelerate growth.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Brian A. Ruane
CEO Government Securities Services & Global Client Management
Chris Kearns
CEO, Depositary Receipts
Recent News
PR Newswire
2024-11-01
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