CTBC Bank Corp. (USA) · 4 hours ago
Compliance Officer I
Los Angeles, CA, US
Full-time
Onsite
Mid Level
$70K/yr - $100K/yr
4+ years expCTBC Bank Corp. (USA) is seeking a Compliance Officer I responsible for reviewing and ensuring the accuracy of HMDA and CRA loan data in compliance with regulatory requirements. The role involves conducting compliance testing, providing training, and supporting audits while ensuring adherence to applicable laws and regulations.
BankingFinanceFinancial Services
Responsibilities
Plan, monitor, and execute the compliance testing/monitoring program to identify gaps. Communicate the results with the business units and monitor progress to complete the management corrective actions
Perform a secondary review of testing done by other compliance staff and provide feedback
Participate in compliance activities and programs designed to ensure that all areas of departments and the Bank are compliance with applicable laws and regulations
Respond to compliance related inquires and questions from other departments, perform technical research and organize the support for problem solving
Identify regulatory trends, developments, and reporting requirements, and execute any required changes to current policies and practices
Provide examination support to the supervisor for internal and external audits and inspections
Provide training to other departments on regulatory compliance matters and in response to audit or regulatory findings
Participate in compliance activities and projects as requested by the supervisor to enhance the overall compliance management system
Successfully complete all mandatory training on related Bank compliance as well as other laws and regulations as assigned in a timely manner
Perform other duties as assigned
Qualification
Required
Strong knowledge of HMDA and CRA data reporting requirements
4+ years of experience in banking compliance, examinations, audit, and/or related field of commercial banking industry
Experience with examinations from regulatory agencies such as FDIC, DBO, or FRB
Effective written, presentation, communication, planning, analytical, organizational, and problem solving skills
Attention to detail, strong organizational, communication, interpersonal, self-motivated, and analytical skills
Ability to interact with all levels of management and staff
Preferred
BA/BS from an accredited university
CRCM designation is strongly recommended
Experience with lending-related regulations including Home Mortgage Disclosure Act, Community Reinvestment Act, Truth in Lending/Regulation Z, Real Estate Settlement Procedures Act
Benefits
Full benefits
Company
CTBC Bank Corp. (USA)
CTBC Bank Corp. (USA) is a banking institution that provides financial products & services to retail as well as commercial customers.
201-500 employees
H1B Sponsorship
CTBC Bank Corp. (USA) has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (9)
2024 (6)
2023 (9)
2022 (2)
2021 (11)
2020 (12)
Funding
Current Stage
Growth StageLeadership Team
Noor Menai
Chief Executive Officer
Bill Walbrecher
Board Director
Recent News
2025-11-24
2024-01-29
2024-01-29
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