Vanguard · 1 day ago
Risk and Control Self Assessment Program Leader
Malvern, PA
Full-time
Onsite
Senior Level, Lead/Staff
8+ years expVanguard is a company focused on the long-term financial wellbeing of its clients. The RCSA leader plays a critical role in strengthening the risk framework by designing and executing the Risk and Control Self-Assessment process, ensuring risks are identified and mitigated effectively.
FinanceFinancial Services
No H1B
Responsibilities
Develop and manage the end‑to‑end RCSA lifecycle for the Personal Investor business units involved in wealth management advice solutions, educational tools, and financial products
Ensure RCSA activities align with enterprise risk policies and financial‑sector regulatory guidance
Establish standardized methodologies and ensure consistent adoption across first‑line teams
Develop and manage workshops conducted by facilitators with business leaders to identify and assess inherent and residual risks such as fraud, cyber risk, AML/OFAC, conduct risk, model risk, privacy, and third‑party risk
Ensure all risks and controls are accurately mapped to key processes
Develop and manage workshops to evaluate the adequacy of internal controls supporting operations, regulatory reporting, customer interactions, and transactional processes
Prepare high‑quality RCSA summaries, dashboards, control performance metrics, and risk profiles for senior risk committees, business executives, and regulators
Provide meaningful insights and trends related to emerging risks, control weaknesses, or concentration areas across business units
Support governance activities such as risk committee meetings, compliance reviews, and exam preparation
Act as a trusted advisor to business leaders, risk partners, compliance, internal audit, and issue management teams
Educate front‑line and control owners on RCSA requirements, regulatory expectations, and operational risk best practices
Build strong relationships across first‑line and second‑line functions to ensure a culture of risk awareness and accountability
Qualification
Required
Minimum of eight years related work experience
Undergraduate degree or equivalent combination of training and experience
Preferred
Graduate degree preferred
Company
Vanguard
Check is a client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services.
Founded in 1975Kelayres, Pennsylvania, USA
10001+ employees
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
ic@3401
2017-03-31Non Equity Assistance
Leadership Team
Salim Ramji
Chief Executive Officer
Andrew Maack
Principal, Head of US Equity Index Portfolio Management
Recent News
2026-01-20
2025-09-05
2025-03-15
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