Find Great People | FGP · 1 day ago
Compliance Analyst
FGP is a well-known company seeking a Compliance Analyst to enhance their Compliance Management System and Third Party Risk Management Program. The role focuses on compliance testing and risk oversight, collaborating with various teams to assess and mitigate risks.
Responsibilities
Conduct second line compliance monitoring and testing to evaluate internal controls and regulatory adherence
Perform risk assessments related to federal and state consumer financial regulations and company policies
Lead third party risk reviews, including due diligence, onboarding, contract compliance, and ongoing oversight
Analyze testing Results and data trends to identify root causes and recommend corrective actions
Track remediation efforts and provide clear, actionable risk reporting to leadership
Support compliance testing tied to products, process, or regulatory changes
Partner cross-functionally to implement and monitor effective risk mitigation controls
Assist the compliance Director with audits, special projects, and strategic initiatives
Qualification
Required
Conduct second line compliance monitoring and testing to evaluate internal controls and regulatory adherence
Perform risk assessments related to federal and state consumer financial regulations and company policies
Lead third party risk reviews, including due diligence, onboarding, contract compliance, and ongoing oversight
Analyze testing Results and data trends to identify root causes and recommend corrective actions
Track remediation efforts and provide clear, actionable risk reporting to leadership
Support compliance testing tied to products, process, or regulatory changes
Partner cross-functionally to implement and monitor effective risk mitigation controls
Assist the compliance Director with audits, special projects, and strategic initiatives
Hands on experience communicating and managing third party risk vendors
3-4 years of Compliance and/or audit experience
Understanding of federal and state consumer financial laws
Detail driven and able to manage multiple priorities simultaneously
Collaborative, solutions-drive mindset with strong communication skills
Preferred
CTPRP certification strongly preferred; banking or financial experience is a plus
Benefits
401k
Health Insurance
PTO
Company
Find Great People | FGP
Find Great People (FGP) is a nationally recognized talent acquisition and human resources consulting firm.
Funding
Current Stage
Growth StageRecent News
London Loves Business
2024-02-05
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