Brown Brothers Harriman · 1 day ago
AML Compliance Analyst - KYC
Utica
Full-time
Onsite
Entry, Mid Level
$55K/yr - $65K/yr
1+ years expBrown Brothers Harriman (BBH) is a premier global financial services firm, known for premium service and specialist expertise. As an AML Compliance Analyst, you will be part of the Global Financial Crimes Compliance Team, performing due diligence on clients to ensure adherence to AML regulations and collaborating with the front office to mitigate financial crime risks.
BankingFinancial ServicesSecurity
Responsibilities
Review client files to ensure adherence to global KYC requirements. Conduct detailed client assessments to ensure compliance with AML, CFT, and internal financial crime prevention policies
Conduct enhanced due diligence searches on a risk-based approach
Support global network of relationship managers by reviewing and approving client files according to local country KYC uplifts
Work with KYC Coordinators to clarify relevant file details when necessary
Determine appropriate client documentation to align with risk rating of client and nature of relationship with BBH
Act as a Subject Matter Expert, processing escalations and making risk-based recommendations in line with the Firm's Compliance Risk Appetite
Ensure that daily work is completed in accordance with defined procedures, while using judgment to ask questions on areas the procedures do not cover
Assist with ad-hoc projects
Manage multiple tasks simultaneously, ensuring all work is completed accurately and within deadlines
Communicate professionally and constructively to effectively resolve issues in a timely and efficient manner
Develop an understanding of AML and Sanctions requirements and implications
Identify and escalate potential problem items to Management quickly and efficiently
Ensure timely completion of all mandatory training requirements
Stay abreast of regulatory changes and AML-related news
Qualification
Required
Bachelor's Degree, or equivalent work experience
1-3 years of Financial Services or Banking industry experience, with at least one year experience in an AML or Sanctions monitoring role is recommended
Possess an understanding of applicable U.S. laws, such as the Bank Secrecy Act, USA Patriot Act, US Treasury AML guidelines, OFAC requirements, a plus
Progressive attitude to work, with a view to continuous improvement
Ability to see through gray areas and assess AML-related risks
Ability to liaise across departments/functions as needed for research and analysis
Ability to identify, recommend and implement improvements to existing processes
Fluency in English is mandatory
Good knowledge of standard MS Office applications (Word, Excel, PowerPoint)
Strong analytical and research/investigative skills
Ability to communicate professionally through effective verbal and written skills
Demonstrates respect and values diversity of ideas
Good organizational skills and detail-oriented
Fosters team spirit
Demonstrates flexibility
Proactive self-starter who is goal oriented
Benefits
Discretionary bonuses
Profit-sharing
Benefits that enhance your experience at BBH from long-term savings, healthcare, and income protection to professional development opportunities and time off
Company
Brown Brothers Harriman
Brown Brothers Harriman is an American partnership bank that offers a range of international investment and banking services.
5001-10000 employees
Funding
Current Stage
Late StageLeadership Team
Dana Pasricha
Managing Director/ Head of Reference Data, Shared and Tax services at Brown Brothers Harriman
Douglas Maine
Senior Advisor
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