Canon Recruiting Group · 23 hours ago
Registration and Compliance Business Analyst- Charlotte, NC
Canon Recruiting Group is seeking a Business Analyst to serve as the main point of contact for Global Registration Governance within Global Operations. This role involves managing registration changes with various regulatory bodies and collaborating with the Finance's Regulatory Reporting team to ensure compliance with regulatory requirements.
ConsultingHuman ResourcesInformation TechnologyStaffing Agency
Responsibilities
Reconciliation of registrations requirements and action remediation
Timely response to management requests to onboard new registered employees / offboard changing roles or leaving employees
Management reporting
Attestation management
Liaising with other internal departments to ensure timely resolution of registration requirements
Involvement in ad hoc projects for new processes
Qualification
Required
General knowledge of the Securities Industry and Operational Risk
Previous experience within a regulatory operations environment
Presentable, confident, and regulatory focused
Excellent communications skills and ability to present to an audience
Ability to work under pressure in a team environment
Ability to liaise with all levels of the firm and people with different experiences and backgrounds
Self-motivated and able to work unsupervised. Candidate will be able to manage own time and know when to escalate
Knowledge of Excel, PowerPoint, Word
Preferred
Strives to bring new thoughts and ideas to teams in order to drive innovation and unique solutions
Excels in working among diverse viewpoints to determine the best path forward
Commitment to challenging the status quo and promoting positive change
Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base
Believes in value of diversity so we can reflect, connect, and meet the diverse needs of our clients and employees around the world
Benefits
Health care
401(k) savings plans