Marsh McLennan · 2 days ago
BSC Leader Compliance - Insurance Operations
Austin - Lakeline
Full-time
Hybrid
Senior Level, Lead/Staff
10+ years expMarsh McLennan is a global leader in risk, reinsurance, and capital management. The BSC Leader-Compliance will oversee Insurance Surplus Lines Tax and Insurance Broker Licensing functions across U.S. operations, shaping regulatory strategy and driving compliance across multiple jurisdictions.
Financial ServicesProfessional ServicesService Industry
Responsibilities
Develop and execute an enterprise-wide insurance regulatory strategy for admitted and surplus lines products, monitoring and interpreting regulatory developments and leading policy advocacy efforts as appropriate
Oversee surplus lines operations and tax compliance across jurisdictions, ensuring adherence to statutes, filing and tax requirements, accurate reporting, and readiness for audits and examinations
Lead broker licensing operations for individuals, agencies, and managing general agents, maintaining robust policies, procedures, controls, and examination readiness
Establish and maintain a comprehensive compliance program, including policies, training, monitoring, reporting, and coordination with Internal Audit to enhance control environments
Define and report on KPIs and governance metrics covering insurance, surplus lines, tax, and licensing, providing clear insights and recommendations to executive leadership and the board
Build, mentor, and develop high-performing teams across locations, optimizing end-to-end processes and partnering with technology and data teams to implement RegTech, licensing management, and tax reporting solutions
Qualification
Required
Bachelors degree preferred, with a minimum of 10+ years in insurance regulation, tax compliance, and/or licensing operations; surplus lines experience highly desirable
Deep knowledge of state and federal insurance regulations, surplus lines requirements, and broker licensing regimes, with familiarity with multi-jurisdictional and international frameworks a plus
Demonstrated experience leading large, cross-functional teams and driving regulatory compliance, process improvement, and change under tight deadlines
Strong analytical, negotiation, and problem-solving skills, with excellent communication and stakeholder management capabilities and experience managing regulatory audits, examinations, and enforcement actions
Preferred
Proven track record in designing and executing regulatory risk management programs, including defining risk appetite, controls, remediation plans, and metrics
Experience leveraging data, reporting, and analytics to identify trends, improve processes, and proactively manage regulatory risk and tax exposures
Demonstrated strength in collaboration, change management, and ethical leadership, with the ability to influence senior stakeholders and cultivate a culture of integrity and regulatory stewardship
Benefits
Professional development opportunities
Interesting work and supportive leaders
Vibrant and inclusive culture
Range of career opportunities
Benefits and rewards to enhance your well-being
Company
Marsh McLennan
Marsh McLennan (NYSE: MMC) is a global leader in risk, strategy and people, advising clients in 130 countries across four businesses: Marsh, Guy Carpenter, Mercer and Oliver Wyman.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$11.2B2024-10-30Post Ipo Debt· $7.25B
2024-02-14Post Ipo Debt· $1B
2023-09-06Post Ipo Debt· $1.6B
Leadership Team
Joe Hayes
Senior Vice President, COO Private Client Services
Katherine Brennan
SVP & General Counsel
Recent News
2025-12-01
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2025-11-21
2025-10-17
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