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Deutsche Bank · 2 weeks ago

Control Oversight - Vice President/Director

New York, NY

Full-time

Hybrid

Lead/Staff

$125K/yr - $280K/yr

Deutsche Bank is a leading global investment bank, and they are seeking a Control Oversight Vice President/Director. This role focuses on providing governance and oversight for market conduct activities, ensuring a strong controls culture is embedded within the organization.

BankingFinanceFinancial Services

Responsibilities

Review findings management (identified through self-identified issues, audit, regulators, investigations) for market conduct impact and drive through to completion

Conducting root cause analysis and read across of underlying issues to other businesses and divisions

Review and approve control design prior to implementation of remediation

Review the resolution of market conduct exceptions and alerts

Work closely with the wider Marlet Conduct Office team to identify areas of risk (such as through alerts raised, control gaps, control effectiveness ratings), which will be used to inform the Bank on how to address these emerging risks, including input into assurance testing by 1LoD, 2LoD and 3LoD

Develop a strong risk methodology and culture

Conduct horizon scanning and impact assessment: emerging risks, new regs, laws, industry standards

Provide market conduct business advisory

Identify escalations needed to senior management

Qualification

Financial markets understandingExperience in financial servicesControl design oversightRisk methodology developmentCommunication with senior managementTeam collaboration