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Tri Counties Bank · 2 days ago

Associate Advisor Trainee

Roseville, California, United States

Full-time

Onsite

New Grad, Entry Level

$22.50/hr - $25/hr

Tri Counties Bank is a financial institution dedicated to serving clients with local bankers and decision-making. As an Associate Advisor Trainee, you will study and pass necessary licenses to become an Associate Advisor, with responsibilities including attending instructional classes and passing licensing exams within a specified timeframe.

BankingFinanceFinancial Services

Responsibilities

Attend instructional classes on SIE (Securities Industry Essentials), Series 7, Series 66, and California Depart of Insurance

Pass the series SIE, Series 7, Series 66 and California Department of Insurance within a 120 day period

Qualification

Series 7 licenseSeries 66 licenseCalifornia Department of Insurance licenseUndergraduate degree in financeCustomer service focusCompliance knowledgeCommunication skillsHigh motivation

Required

Attend instructional classes on SIE (Securities Industry Essentials), Series 7, Series 66, and California Department of Insurance

Pass the series SIE, Series 7, Series 66 and California Department of Insurance within a 120 day period

Preferred

Undergraduate degree in finance, accounting, economics or commensurate business experience preferred

Customer service focus with experience handling complex transactions across multiple platforms

Proficient with proactively sourcing, acquiring, building, and maintaining relationships with clients and partners

Knowledge and understanding of compliance, risk management and loss prevention

Ability to follow policies, regulations, and procedures

Strong communication skills with integrity and professionalism with clients and partner employees

High motivation with ability to successfully meet team objectives while maintaining individual performance

Extensive experience in asking questions and identifying complex financial needs in order to provide recommendations on products and services to customers