Counterpoint Funds · 6 days ago
Investment Operations & Compliance Manager
San Diego, CA
Full-time
Onsite
Senior Level
7+ years expCounterpoint Funds is a leading quantitative and AI-driven mutual fund and ETF provider, specializing in diversifier strategies that aim to enhance portfolio performance over the long run. They are seeking a seasoned Investment Operations & Compliance Manager to join their team, responsible for leading compliance processes, managing client due diligence, overseeing HR and finance operations, and supporting investment operations.
AdviceFinancial ServicesRisk Management
Responsibilities
Lead compliance processes and regulatory reporting (SEC, state), including 15C, GIPS compliance, derivatives program management, ISDA/control agreements, and counterparty system oversight
Manage client due diligence for broker-dealers, institutional accounts, private/public funds, and large advisory clients
Oversee HR and finance operations: payroll, benefits, expense reimbursement, accounting, budgeting, tax, and state registration
Handle vendor management, contract negotiations, and insurance procurement
Support investment operations: execution processes, collateral management, and coordination with the investment team on counterparty agreements
Qualification
Required
7-10 years of experience with SEC compliance for 1940 Act or private funds
Technical proficiency in SQL/relational databases
Technical proficiency in QuickBooks
Technical proficiency in Microsoft Office
Strong organizational skills and ability to thrive in a dynamic, fast-paced environment
Preferred
Law degree, accounting credential and/or equivalent experience
Company
Counterpoint Funds
Counterpoint Funds is a systematic, defensive and research driven mutual fund and ETF provider managing over $3 billion in assets as of September 2025.
11-50 employees
Funding
Current Stage
Early StageLeadership Team
Michael Krause
Co-founder, Portfolio Manager
Daniel Krause
Partner
Company data provided by crunchbase