Senior Operational Risk Analyst jobs in United States
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Raymond James · 12 hours ago

Senior Operational Risk Analyst

Raymond James is a financial services firm seeking a Senior Operational Risk Analyst to lead risk initiatives within the Operations division. The role involves performing risk assessments, conducting analysis, preparing executive-level reports, and consulting with stakeholders to promote risk-aware decision-making.

BankingFinancial ServicesInformation TechnologyInsuranceWealth Management
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Growth Opportunities
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Responsibilities

Lead risk assessments, control evaluations, and remediation efforts across Operations
Conduct research and analysis on operational and emerging risks; prepare and present findings to leadership
Identify risk trends, monitor key risk indicators, and deliver timely reporting to senior leaders and regulatory stakeholders
Serve as a trusted risk advisor to business partners, providing effective challenge and guiding risk‑informed decisions
Influence and communicate risk impacts to senior and executive leadership through clear, concise presentations
Build strong partnerships across Operations, Risk, Compliance, and other functional teams
Apply risk management concepts to evaluate business processes, controls, and operational performance
Leverage understanding of brokerage operations to anticipate risks and recommend process improvements
Support internal audits, regulatory exams, and ongoing control testing activities
Contribute to initiatives that strengthen the risk culture and operational control environment
Recommend enhancements to processes, tools, and reporting to drive operational excellence

Qualification

Risk management experienceAnalytical skillsExecutive-level presentationsBrokerage operations knowledgeMicrosoft Excel proficiencyInfluencing skillsVerbal communicationWritten communicationProblem-solving skills

Required

Strong analytical, research, and problem‑solving skills with the ability to interpret complex data
Proven ability to influence and effectively challenge senior and executive leadership
Experience preparing and delivering clear, executive‑ready presentations
Demonstrated success leading risk initiatives or projects independently
Understanding of risk management frameworks and regulatory expectations
Familiarity with brokerage operations and operational risk concepts
Excellent verbal and written communication skills
Advanced proficiency in Microsoft Excel and Microsoft Office Suite
High School (HS) (Required)
General Experience - 3 to 6 years

Preferred

FINRA SIE and Series 99 (preferred, but not required)

Company

Raymond James

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Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.

Funding

Current Stage
Public Company
Total Funding
$1.5B
2025-09-09Post Ipo Debt· $1.5B
1983-07-01IPO

Leadership Team

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Paul Shoukry
Chief Executive Officer
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James Sickling
COO - Fixed Income
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Company data provided by crunchbase