LPL Financial · 1 day ago
Regional Branch Director
United States
Full-time
Remote
Senior Level, Lead/Staff
$205K/yr - $341K/yr
10+ years expLPL Financial is a leading independent broker-dealer that empowers financial professionals to achieve their success while helping clients pursue their financial goals. The VP, Regional Branch Director role focuses on leading and managing financial advisors within the region, supporting their growth and satisfaction through strategic initiatives and relationship building.
FinanceFinancial Services
Responsibilities
Build and sustain deep advisor relationships while maintaining high advisor retention and satisfaction
Support the growth aspirations of advisors/teams through coaching; execute on sales strategy to drive growth within The Investment Center
Strategize and execute on teaming and succession planning opportunities, including, but not limited to, identifying successors, merging teams with similar practices, etc
Partner with the sales organization to drive the recruitment of advisors by educating them on the mission and vision of The Investment Center and associated benefits to their practice
Collaborate with internal partners to increase awareness/adoption of appropriate tools and resources (e.g., financial planning, advisory, high net worth services)
Help drive growth in Same Store Sales and Net New Assets
Support the acclimation of new advisors/teams to the LPL IAN & The Investment Center
Qualification
Required
10+ years of financial services experience
FINRA Series 7,66
5+ years of experience working as a branch manager, associate complex manager or another field-based sales role
5+ years of experience successfully bringing on and integrating recruits/new teams
Ability to travel visiting branch offices and participating in recruit meetings
Strong business acumen with a deep understanding of how advisors grow and how to support their growth
Ability to motivate advisors/teams to drive positive business outcomes
Strong interpersonal skills with the ability to balance the need to build trust/respect amongst your advisors with the need to maintain the integrity of LPL IAN and The Investment Center
Exceptional problem-solving skills; capable of assessing complex problems, prioritizing key issues and focusing on relevant facts while maintaining a strong execution focus
Excellent communication skills, both written and oral
Executive presence with a demonstrated ability to lead change and influence at all levels
Preferred
Bachelor's Degree
Member FINRA/SIPC
Series 9/10 or 24
Benefits
401K matching
Health benefits
Employee stock options
Volunteer time off
Discretionary bonus
Company
LPL Financial
LPL Financial provides investment solutions and tools for independent financial advisors.
5001-10000 employees
H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)
Funding
Current Stage
Public CompanyTotal Funding
$2.5B2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO
Leadership Team
Rich Steinmeier
Interim CEO
Sid Vyas
Chief Technology Officer/EVP
Recent News
2026-01-16
GlobeNewswire
2026-01-16
Investment News
2026-01-16
Company data provided by crunchbase